Lee Garcia has been Managing Director of Five Mile River Investment Management since January 2003, is a control person of the firm and directly owns between 50% and 75% of it.
Five Mile River Investment Management, LLC is a firm with $109M under management, 110 clients and 3 advisers across 3 offices, as of its June 2026 filing.
Lee Garcia’s longest registration is the current one, 23 years at Five Mile River Investment Management since 2003. Before joining Five Mile River Investment Management in 2003, Lee Garcia was registered through T.robbins Capital Management LLC.
- – present · 23 yearsScottsdale, AZ · Adviser representative · Firm CRD 125964
- T.robbins Capital Management LLC– · 12 yearsStamford, CT · Adviser representative · Firm CRD 124673
Investment adviser representative registrations
Lee Garcia is registered as an investment adviser representative in 5 states. The first approvals date from April 2003; the most recent is New York, in April 2023.
- ArizonaSince 31 March 2004
- ConnecticutSince 7 April 2003
- New YorkSince 27 April 2023
- North CarolinaSince 24 February 2012
- TexasSince 11 December 2012
Examinations
No examinations are on Lee Garcia’s record.
- Full name
- Lee Crawford Garcia
- CRD
- 4627740
- Firm
- Five Mile River Investment Management · CRD 125964
- Role
- Managing Director
- Office
- Scottsdale, AZ
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Lee Garcia work?
Lee Garcia has been Managing Director of Five Mile River Investment Management, LLC since January 2003, and is a control person of the firm.
Is Lee Garcia a financial advisor?
Yes. Lee Garcia has a current investment-adviser registration in Arizona, Connecticut, New York, North Carolina and Texas, through Five Mile River Investment Management since April 2003.
How many years of experience does Lee Garcia have?
Lee Garcia has 23 years in the financial industry, since March 2003, across 2 adviser firms.
Where is Lee Garcia based?
Lee Garcia’s registered office is in Scottsdale, AZ.
Is Lee Garcia registered with FINRA?
No. Lee Garcia has no current broker registration.
How can I verify Lee Garcia’s record?
Search CRD 4627740 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lee Garcia’s full registration record.