Lee Banks has been an investment adviser representative at Oakworth Asset Management since September 2025, and is not listed among the firm’s executive officers or direct owners. Lee Banks holds a Bachelor of Science in Communications from the University of Montevallo.
Oakworth Asset Management, LLC is a Birmingham, AL firm with $846M under management, 565 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Lee Banks is Client Advisor, Wealth Management at Oakworth, based in Mobile. His experience spans 18 years in banking and wealth management with AmSouth/Regions Bank and Trustmark National Bank. In addition to working in banking, he served as a logistics officer on active duty in the U.S. Army for over five years and was a member of the Army National Guard for four years.
- – present · 1 yearMobile, AL · Adviser representative · Firm CRD 335388
Professional designations
Listed by Oakworth Asset Management
- Certified Trust and Financial Advisor (CTFA)
Investment adviser representative registrations
Lee Banks is registered as an investment adviser representative in Alabama, since September 2025.
- AlabamaSince 12 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 September 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lee Kirkland Banks
- CRD
- 4878413
- Firm
- Oakworth Asset Management · CRD 335388
- Office
- 1 Saint Louis St., Ste. 3200, Mobile, AL 36602
- Registration
- Investment adviser registration
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakworth.com
Where does Lee Banks work?
Lee Banks is an investment adviser representative registered through Oakworth Asset Management, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Lee Banks a financial advisor?
Yes. Lee Banks has a current investment-adviser registration in Alabama, through Oakworth Asset Management since September 2025.
How many years of experience does Lee Banks have?
Lee Banks has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has Lee Banks passed?
Lee Banks passed the Series 65 in September 2025.
Where is Lee Banks based?
Lee Banks’ registered office is in Mobile, AL.
Is Lee Banks registered with FINRA?
No. Lee Banks has no current broker registration.
How can I verify Lee Banks’ record?
Search CRD 4878413 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lee Banks’ full registration record.
