Laura Roy is Chief Compliance Officer and Managing Member of Asset Management Advisors, is a control person of the firm and directly owns between 50% and 75% of it.
Asset Management Advisors, LLC is an Oklahoma City, OK firm with $221M under management, 101 clients and 2 advisers in one office, as of its August 2026 filing.
- – present · 8 yearsOklahoma City, OK · Adviser representative · Firm CRD 111309
Investment adviser representative registrations
Laura Roy is registered as an investment adviser representative in 2 states. Each was approved in November 2017.
- OklahomaSince 6 November 2017
- TexasSince 6 November 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 November 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Laura Ann Roy
- CRD
- 6854283
- Firm
- Asset Management Advisors · CRD 111309
- Role
- Chief Compliance Officer; Managing Member
- Office
- 6307 WATERFORD BLVD., SUITE 200, Oklahoma City, OK 73118-1117
- Registration
- Investment adviser registration
- In the industry since
- November 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Laura Roy work?
Laura Roy is Chief Compliance Officer; Managing Member of Asset Management Advisors, LLC, and is a control person of the firm.
Is Laura Roy a financial advisor?
Yes. Laura Roy has a current investment-adviser registration in Oklahoma and Texas, through Asset Management Advisors since November 2017.
How many years of experience does Laura Roy have?
Laura Roy has 8 years in the financial industry, since November 2017, across 1 adviser firm.
What exams has Laura Roy passed?
Laura Roy passed the Series 65 in November 2017.
Where is Laura Roy based?
Laura Roy’s registered office is in Oklahoma City, OK.
Is Laura Roy registered with FINRA?
No. Laura Roy has no current broker registration.
How can I verify Laura Roy’s record?
Search CRD 6854283 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Roy’s full registration record.