Laura Neal has been an investment adviser representative at Woodward Financial Advisors since May 2023, and is not listed among the firm’s executive officers or direct owners.
Woodward Financial Advisors, Inc. is a Chapel Hill, NC firm with $641M under management, 203 clients and 7 advisers in one office, as of its April 2026 filing.
Laura Neal’s longest registration was 5 years at Pembroke Advisors, Inc. (2017–2022). Before joining Woodward Financial Advisors in 2023, Laura Neal was registered through Pembroke Advisors, Inc.
- – present · 3 yearsTyler, TX · Adviser representative · Firm CRD 150641
- Pembroke Advisors, Inc.– · 5 yearsTyler, TX · Adviser representative · Firm CRD 125011
Investment adviser representative registrations
Laura Neal is registered as an investment adviser representative in 2 states. Each was approved in May 2023.
- North CarolinaSince 19 May 2023
- TexasSince 19 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 March 2001 |
| Series 7 | General Securities Representative Examination | 1 December 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Laura Anne Neal
- CRD
- 3075106
- Firm
- Woodward Financial Advisors · CRD 150641
- Office
- Tyler, TX
- Registration
- Investment adviser registration
- In the industry since
- October 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Laura Neal work?
Laura Neal is an investment adviser representative registered through Woodward Financial Advisors, Inc. since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Laura Neal a financial advisor?
Yes. Laura Neal has a current investment-adviser registration in North Carolina and Texas, through Woodward Financial Advisors since May 2023.
How many years of experience does Laura Neal have?
Laura Neal has 9 years in the financial industry, since October 2017, across 2 adviser firms.
What exams has Laura Neal passed?
Laura Neal has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2000.
Where did Laura Neal work before Woodward Financial Advisors?
Before Woodward Financial Advisors, Laura Neal was registered through Pembroke Advisors, Inc., April 2017 to October 2022.
Where is Laura Neal based?
Laura Neal’s registered office is in Tyler, TX.
Is Laura Neal registered with FINRA?
No. Laura Neal has no current broker registration.
How can I verify Laura Neal’s record?
Search CRD 3075106 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Neal’s full registration record.
