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Laura Mok

Investment adviser representative at Park State Asset Management in Beverly, MA

Investment adviser registrationUpdated

Laura Mok is an investment adviser representative at Park State Asset Management LLC, an investment adviser managing $192M, and works from its Beverly, MA office. Laura Mok has been registered through Park State Asset Management since 19 August 2025, has 2 years in the industry across 2 firms and has passed the Series 63 and Series 7.

2
Years in industry
1
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Laura Mok has been an investment adviser representative at Park State Asset Management since August 2025, and is not listed among the firm’s executive officers or direct owners.

Park State Asset Management LLC is a Beverly, MA firm with $192M under management, 60 clients and 4 advisers in one office, as of its April 2026 filing.

Laura Mok’s longest registration is the current one, 1 year at Park State Asset Management since 2025. Before joining Park State Asset Management in 2025, Laura Mok was registered through Alapocas Investment Partners, Inc.

  1. – present · 1 year
    Beverly, MA · Adviser representative · Firm CRD 336573
  2. Alapocas Investment Partners, Inc.
    – · 1 year
    Beverly, MA · Adviser representative · Firm CRD 300841

Credentials and registrations

Investment adviser representative registrations

Laura Mok is registered as an investment adviser representative in Massachusetts, since August 2025.

  • MassachusettsSince 19 August 2025

Examinations

Series 73 September 1991
Name
General Securities Representative Examination
Series 6327 August 1991
Name
Uniform Securities Agent State Law Examination

Key facts

CRD
1020946
Firm
Park State Asset Management · CRD 336573
Office
50 DUNHAM RIDGE, SUITE 3100, Beverly, MA 01915
Registration
Investment adviser registration
In the industry since
August 2024
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Laura Mok work?

Laura Mok is an investment adviser representative registered through Park State Asset Management LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Laura Mok a financial advisor?

Yes. Laura Mok has a current investment-adviser registration in Massachusetts, through Park State Asset Management since August 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Laura Mok have?

Laura Mok has 2 years in the financial industry, since August 2024, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Laura Mok passed?

Laura Mok has passed 2 licensing exams: the Series 63 and Series 7. The earliest, the Series 63, was passed in August 1991.

Source: IAPD individual record, checked 22 October 2026

Where is Laura Mok based?

Laura Mok’s registered office is in Beverly, MA.

Source: IAPD individual record, checked 22 October 2026

Is Laura Mok registered with FINRA?

No. Laura Mok has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Laura Mok’s record?

Search CRD 1020946 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Mok’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Park State Asset Management

Sources

  1. IAPD individual record, CRD 1020946, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Park State Asset Management LLC, filed 23 April 2026. Executive officers and direct owners; this person is not among them.