Laura Hartman has been an investment adviser representative at Rofi since March 2026, and is not listed among the firm’s executive officers or direct owners.
Rofi LLC is a Birmingham, MI firm with $231M under management, 161 clients and 2 advisers across 3 offices, as of its July 2026 filing.
Laura Hartman’s longest registration was 1 year at UBS Financial Services Inc. (2024–2025). Before joining Rofi in 2026, Laura Hartman was registered through Robert W. Baird & Co. Incorporated and UBS Financial Services Inc.
- Rosenberg Wealth AdvisorsCurrent– present · under a yearBeverly Hills, MI · Adviser representative · Firm CRD 340471
- Robert W. Baird & Co. Incorporated– · under a yearBirmingham, MI · Adviser representative · Firm CRD 8158
- UBS Financial Services Inc.– · 1 yearFarmington Hills, MI · Adviser representative · Firm CRD 8174
- Raymond James & Associates, Inc.– · under a yearBirmingham, MI · Adviser representative · Firm CRD 705
Investment adviser representative registrations
Laura Hartman is registered as an investment adviser representative in Michigan, since March 2026.
- MichiganSince 20 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 February 2024 |
| Series 7TO | General Securities Representative Examination | 21 December 2023 |
| SIE | Securities Industry Essentials Examination | 27 October 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Laura Rubens Hartman
- CRD
- 7830306
- Firm
- Rofi · CRD 340471
- Office
- Beverly Hills, MI
- Registration
- Investment adviser registration
- In the industry since
- December 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Laura Hartman work?
Laura Hartman is an investment adviser representative registered through Rofi LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Laura Hartman a financial advisor?
Yes. Laura Hartman has a current investment-adviser registration in Michigan, through Rofi since March 2026.
How many years of experience does Laura Hartman have?
Laura Hartman has 2 years in the financial industry, since December 2023, across 4 adviser firms.
What exams has Laura Hartman passed?
Laura Hartman has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2023.
Where did Laura Hartman work before Rofi?
Before Rofi, Laura Hartman was registered through UBS Financial Services Inc., October 2024 to December 2025; Raymond James & Associates, Inc., February 2024 to October 2024.
Where is Laura Hartman based?
Laura Hartman’s registered office is in Beverly Hills, MI.
Is Laura Hartman registered with FINRA?
No. Laura Hartman has no current broker registration.
How can I verify Laura Hartman’s record?
Search CRD 7830306 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Hartman’s full registration record.