Laura Dill has been an investment adviser representative at Legacy Wealth Management since May 2023, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Management, LLC is a Boise, ID firm with $629M under management, 3,416 clients and 39 advisers across 22 offices, as of its May 2026 filing.
Laura Dill’s longest registration is the current one, 3 years at Legacy Wealth Management since 2023. Before joining Legacy Wealth Management in 2023, Laura Dill was registered through LPL Financial LLC and Cetera Advisor Networks LLC.
- – present · 3 yearsDieterich, IL · Adviser representative · Firm CRD 174767
- LPL Financial LLC– · 1 yearEffingham, IL · Adviser representative · Firm CRD 6413
- Cetera Advisor Networks LLC– · under a yearEffingham, IL · Adviser representative · Firm CRD 13572
Investment adviser representative registrations
Laura Dill is registered as an investment adviser representative in Illinois, since May 2023.
- IllinoisSince 18 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 May 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 7 February 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 February 2018 |
| Series 66 | Uniform Combined State Law Examination | 8 March 2002 |
| Series 7 | General Securities Representative Examination | 28 February 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Laura Jean Dill
- CRD
- 4497702
- Firm
- Legacy Wealth Management · CRD 174767
- Office
- Dieterich, IL
- Registration
- Investment adviser registration
- In the industry since
- April 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Laura Dill work?
Laura Dill is an investment adviser representative registered through Legacy Wealth Management, LLC since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Laura Dill a financial advisor?
Yes. Laura Dill has a current investment-adviser registration in Illinois, through Legacy Wealth Management since May 2023.
How many years of experience does Laura Dill have?
Laura Dill has 12 years in the financial industry, since April 2014, across 3 adviser firms.
What exams has Laura Dill passed?
Laura Dill has passed 5 licensing exams: the Series 7, Series 66, Series 63, Series 6 and Series 65. The earliest, the Series 7, was passed in February 2002. FINRA credited Laura Dill with the SIE, which began in October 2018.
Where did Laura Dill work before Legacy Wealth Management?
Before Legacy Wealth Management, Laura Dill was registered through LPL Financial LLC, October 2018 to January 2020; Cetera Advisor Networks LLC, June 2018 to October 2018.
Where is Laura Dill based?
Laura Dill’s registered office is in Dieterich, IL.
Is Laura Dill registered with FINRA?
No. Laura Dill has no current broker registration.
How can I verify Laura Dill’s record?
Search CRD 4497702 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Dill’s full registration record.
