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Laura Davis

Chief Operating Officer, Chief Compliance Officer at MRWM Advisors

Investment adviser registrationUpdated

Laura Davis is Chief Operating Officer, Chief Compliance Officer of MRWM Advisors, LLC, a Nashville investment adviser managing $432M. Laura Davis has 20 years in the industry across 3 firms and has passed the Series 63, Series 6 and Series 7.

20
Years in industry
3
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Laura Davis has been Chief Operating Officer, Chief Compliance Officer of MRWM Advisors since January 2025, is a control person of the firm and directly owns under 5% of it.

MRWM Advisors, LLC is a Nashville, TN firm with $432M under management, 349 clients and 4 advisers in one office, as of its March 2026 filing.

Laura Davis’ longest registration was 3 years at Music Row Wealth Management (2022–2026).

  1. CorientAlso current
    – present · under a year
    Nashville, TN · Adviser representative · Firm CRD 319448
  2. MRWM Capital Management, LLC
    – · under a year
    Nashville, TN · Adviser representative · Firm CRD 336384
  3. – · 3 years
    Nashville, TN · Adviser representative · Firm CRD 288944

Credentials and registrations

Investment adviser representative registrations

Laura Davis is registered as an investment adviser representative in Tennessee, since July 2026.

  • TennesseeSince 13 July 2026

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 71 July 2008
Name
General Securities Representative Examination
Series 6311 October 2005
Name
Uniform Securities Agent State Law Examination
Series 611 October 2005
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Laura Jane Davis
CRD
4969489
Firm
MRWM Advisors · CRD 288944
Role
Chief Operating Officer, Chief Compliance Officer
Registration
Investment adviser registration
In the industry since
January 2006
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Laura Davis work?

Laura Davis has been Chief Operating Officer, Chief Compliance Officer of MRWM Advisors, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 March 2026

Is Laura Davis a financial advisor?

Yes. Laura Davis has a current investment-adviser registration in Tennessee.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Laura Davis have?

Laura Davis has 20 years in the financial industry, since January 2006, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Laura Davis passed?

Laura Davis has passed 3 licensing exams: the Series 63, Series 6 and Series 7. The earliest, the Series 63, was passed in October 2005. FINRA credited Laura Davis with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where was Laura Davis previously registered as an investment adviser?

Laura Davis has past investment-adviser registrations through MRWM Capital Management, LLC, August 2025 to August 2026; Music Row Wealth Management, November 2022 to October 2026, across 3 firms.

Source: IAPD individual record, checked 22 October 2026

Is Laura Davis registered with FINRA?

No. Laura Davis has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Laura Davis’ record?

Search CRD 4969489 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Davis’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at MRWM Advisors

Sources

  1. IAPD individual record, CRD 4969489, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of MRWM Advisors, LLC, filed 9 March 2026. Title, control and ownership bands.