Laura Amy has been Chief Compliance Officer/ Member of SignatureFD since October 2020, is a control person of the firm and directly owns under 5% of it.
Signaturefd, LLC is an Atlanta, GA firm with $9.68B under management, 1,913 clients and 50 advisers across 2 offices, as of its March 2026 filing.
Investment adviser representative registrations
Laura Amy is registered as an investment adviser representative in Georgia, since April 2021.
- GeorgiaSince 13 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 March 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 July 2007 |
| Series 7 | General Securities Representative Examination | 6 March 2007 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 11 July 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 May 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 April 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Laura Katherine Mercer Amy
- CRD
- 4694189
- Firm
- SignatureFD · CRD 112758
- Role
- Chief Compliance Officer/ Member
- Office
- 1230 PEACHTREE STREET, NE, SUITE 1800, Atlanta, GA 30309
- Registration
- Investment adviser registration
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Laura Amy work?
Laura Amy has been Chief Compliance Officer/ Member of Signaturefd, LLC since October 2020, and is a control person of the firm.
Is Laura Amy a financial advisor?
Yes. Laura Amy has a current investment-adviser registration in Georgia, through SignatureFD since April 2021.
How many years of experience does Laura Amy have?
Laura Amy has 18 years in the financial industry, since October 2007, across 1 adviser firm.
What exams has Laura Amy passed?
Laura Amy has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in April 2005. FINRA credited Laura Amy with the SIE, which began in October 2018.
Where is Laura Amy based?
Laura Amy’s registered office is in Atlanta, GA.
Is Laura Amy registered with FINRA?
No. Laura Amy has no current broker registration.
How can I verify Laura Amy’s record?
Search CRD 4694189 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Amy’s full registration record.
- Heather Robertson FortnerChief Executive Officer (CEO) / Member
- Ashley CorbanChief Financial Officer / Member
- Margaret CaseyChief Operating Officer/Member
- Anthony WelchChief Investment Officer/ Member
- David DeeterMember
- Roger LusbyMember
- David FisherMember
- Douglas LiptakMember
- Blair CunninghamMember
- Jefery MillerMember
- Stephen SheetsMember