Larry Nakamura has been Chief Compliance Officer of 44 Wealth Management since September 2026, is a control person of the firm and directly owns under 5% of it.
44 Wealth Management LLC is an Eugene, OR firm with $487M under management, 237 clients and 4 advisers in one office, as of its September 2026 filing.
Larry Nakamura’s longest registration was 4 years at Torrey Capital, Inc. (2006–2011).
- Corient– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 319448
- Torrey Capital, Inc.– · 4 yearsDan Diego, CA · Adviser representative · Firm CRD 140536
- Torrey Capital, LLC– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 122257
- Dunham and Associates Investment Counsel, Inc.– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 13162
- Torrey Capital, LLC– · under a yearSan Diego, CA · Adviser representative · Firm CRD 122257
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 November 2022 |
| Series 55 | Limited Representative-Equity Trader Exam | 30 August 1999 |
| Series 4 | Registered Options Principal Examination | 20 August 1999 |
| Series 24 | General Securities Principal Examination | 3 June 1994 |
| Series 7 | General Securities Representative Examination | 13 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 December 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Larry Triston Nakamura
- CRD
- 2358794
- Firm
- 44 Wealth Management · CRD 309647
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Larry Nakamura work?
Larry Nakamura has been Chief Compliance Officer of 44 Wealth Management LLC since September 2026, and is a control person of the firm.
Does Larry Nakamura have a current investment-adviser registration?
Larry Nakamura has no current investment-adviser or broker registration.
What exams has Larry Nakamura passed?
Larry Nakamura has passed 6 licensing exams: the Series 63, Series 7, Series 24, Series 4, Series 55 and Series 65. The earliest, the Series 63, was passed in December 1993.
Where was Larry Nakamura previously registered as an investment adviser?
Larry Nakamura has past investment-adviser registrations through Corient, December 2022 to September 2024; Torrey Capital, Inc., June 2006 to February 2011; Torrey Capital, LLC, January 2005 to July 2006; Dunham and Associates Investment Counsel, Inc., March 2003 to January 2005; Torrey Capital, LLC, December 2002 to March 2003, across 4 firms.
Is Larry Nakamura registered with FINRA?
No. Larry Nakamura has no current broker registration.
How can I verify Larry Nakamura’s record?
Search CRD 2358794 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Larry Nakamura’s full registration record.
