Larry Moons has been an investment adviser representative at Jeffrey Matthews Wealth Management since September 2022, and is not listed among the firm’s executive officers or direct owners.
Jeffrey Matthews Wealth Management, LLC is a Florham Park, NJ firm with $162M under management, 367 clients and 15 advisers across 6 offices, as of its July 2026 filing.
Larry Moons’ longest registration was 15 years at Concourse Financial Group Advisors (2007–2022). Before joining Jeffrey Matthews Wealth Management in 2022, Larry Moons was registered through Concourse Financial Group Advisors and Amsouth Investment Management Company LLC.
- – present · 4 yearsFlorham Park, NJ · Adviser representative · Firm CRD 155392
- Concourse Financial Group Advisors– · 15 yearsMobile, AL · Adviser representative · Firm CRD 15708
- Amsouth Investment Management Company LLC– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 111757
- UBS Financial Services Inc.– · 4 yearsMobile, AL · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Larry Moons is registered as an investment adviser representative in 2 states. The first approvals date from September 2022; the most recent is Florida, in August 2026.
- AlabamaSince 20 September 2022
- FloridaSince 19 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 February 1984 |
| Series 7 | General Securities Representative Examination | 21 January 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 January 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Larry Lee Moons
- CRD
- 1029009
- Firm
- Jeffrey Matthews Wealth Management · CRD 155392
- Office
- 30B VREELAND ROAD, SUITE 210, Florham Park, NJ 07932
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Larry Moons work?
Larry Moons is an investment adviser representative registered through Jeffrey Matthews Wealth Management, LLC since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Larry Moons a financial advisor?
Yes. Larry Moons has a current investment-adviser registration in Alabama and Florida, through Jeffrey Matthews Wealth Management since September 2022.
How many years of experience does Larry Moons have?
Larry Moons has 43 years in the financial industry, since March 1983, across 4 adviser firms.
What exams has Larry Moons passed?
Larry Moons has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in January 1983. FINRA credited Larry Moons with the SIE, which began in October 2018.
Where did Larry Moons work before Jeffrey Matthews Wealth Management?
Before Jeffrey Matthews Wealth Management, Larry Moons was registered through Concourse Financial Group Advisors, January 2007 to August 2022; Amsouth Investment Management Company LLC, September 2005 to November 2006; UBS Financial Services Inc., September 2000 to September 2005.
Where is Larry Moons based?
Larry Moons’ registered office is in Florham Park, NJ.
Is Larry Moons registered with FINRA?
Yes. Larry Moons has a current broker registration, under CRD 1029009.
Source: FINRA BrokerCheck
How can I verify Larry Moons’ record?
Search CRD 1029009 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Larry Moons’ full registration record.
