LaRae Duff has been an investment adviser representative at Pathway Financial Solutions since March 2026, and is not listed among the firm’s executive officers or direct owners.
Pathway Financial Solutions, Inc. is a Salina, KS firm with $135M under management, 309 clients and 4 advisers in one office, as of its July 2026 filing.
LaRae Duff’s longest registration was 1 year at J.P. Morgan Securities LLC (2023–2025). Before joining Pathway Financial Solutions in 2026, LaRae Duff was registered through Ofg Financial Services, Inc. and J.P. Morgan Securities LLC.
- – present · under a yearSalina, KS · Adviser representative · Firm CRD 340594
- Ofg Financial Services, Inc.– · under a yearSalina, KS · Adviser representative · Firm CRD 23940
- J.P. Morgan Securities LLC– · 1 yearMcKinney, TX · Adviser representative · Firm CRD 79
- Sanctuary Advisors, LLC– · under a yearSouthlake, TX · Adviser representative · Firm CRD 226606
- Prospera Financial Services, Inc.– · under a yearDallas, TX · Adviser representative · Firm CRD 10740
- Edward Jones– · under a yearKechi, KS · Adviser representative · Firm CRD 250
- Edward Jones– · under a yearArgyle, TX · Adviser representative · Firm CRD 250
- Edward Jones– · under a yearKeller, TX · Adviser representative · Firm CRD 250
Investment adviser representative registrations
LaRae Duff is registered as an investment adviser representative in 2 states. Each was approved in March 2026.
- KansasSince 13 March 2026
- TexasSince 13 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 September 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- LaRae Ann Duff
- CRD
- 6993593
- Firm
- Pathway Financial Solutions · CRD 340594
- Office
- 120 S SANTA FE, Salina, KS 67401
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does LaRae Duff work?
LaRae Duff is an investment adviser representative registered through Pathway Financial Solutions, Inc. since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is LaRae Duff a financial advisor?
Yes. LaRae Duff has a current investment-adviser registration in Kansas and Texas, through Pathway Financial Solutions since March 2026.
How many years of experience does LaRae Duff have?
LaRae Duff has 4 years in the financial industry, since April 2022, across 6 adviser firms.
What exams has LaRae Duff passed?
LaRae Duff has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2018. FINRA credited LaRae Duff with the SIE, which began in October 2018.
Where did LaRae Duff work before Pathway Financial Solutions?
Before Pathway Financial Solutions, LaRae Duff was registered through Ofg Financial Services, Inc., August 2025 to March 2026; J.P. Morgan Securities LLC, September 2023 to February 2025; Sanctuary Advisors, LLC, May 2023 to May 2023; Prospera Financial Services, Inc., April 2023 to April 2023; Edward Jones, August 2021 to May 2022; Edward Jones, March 2021 to June 2021; Edward Jones, October 2018 to August 2019.
Where is LaRae Duff based?
LaRae Duff’s registered office is in Salina, KS.
Is LaRae Duff registered with FINRA?
No. LaRae Duff has no current broker registration.
How can I verify LaRae Duff’s record?
Search CRD 6993593 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes LaRae Duff’s full registration record.
