Kyle Appelbaum has been Chief Investment Officer of Abraham & Co. since April 2024, is a control person of the firm and directly owns under 5% of it.
Abraham & Co., Inc. is a firm with $117M under management, 355 clients and 5 advisers across 4 offices, as of its February 2026 filing.
Kyle Appelbaum’s longest registration is the current one, 5 years at Abraham & Co. since 2021. Before joining Abraham & Co. in 2021, Kyle Appelbaum was registered through U.S. Bancorp Investments, Inc.
- Abraham & Co., Inc.Current– present · 5 yearsSpokane, WA · Adviser representative · Firm CRD 299085
- U.S. Bancorp Investments, Inc.– · 1 yearSpokane Valley, WA · Adviser representative · Firm CRD 17868
Investment adviser representative registrations
Kyle Appelbaum is registered as an investment adviser representative in 8 states. The first approvals date from July 2021; the most recent is Nevada, in March 2025.
- CaliforniaSince 6 February 2024
- IdahoSince 7 February 2024
- MissouriSince 21 May 2024
- NevadaSince 18 March 2025
- OregonSince 16 March 2025
- TexasSince 14 March 2025
- UtahSince 6 February 2024
- WashingtonSince 22 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 July 2019 |
| Series 7TO | General Securities Representative Examination | 11 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 April 2017 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kyle David Appelbaum
- CRD
- 6773430
- Firm
- Abraham & Co. · CRD 299085
- Role
- Chief Investment Officer
- Office
- Tapio Professional Center Suite 215A - 104 S Freya, Spokane, WA 99202
- Registration
- Investment adviser registration
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Kyle Appelbaum work?
Kyle Appelbaum has been Chief Investment Officer of Abraham & Co., Inc. since April 2024, and is a control person of the firm.
Is Kyle Appelbaum a financial advisor?
Yes. Kyle Appelbaum has a current investment-adviser registration in California, Idaho, Missouri, Nevada, Oregon, Texas, Utah and Washington, through Abraham & Co. since July 2021.
How many years of experience does Kyle Appelbaum have?
Kyle Appelbaum has 9 years in the financial industry, since May 2017, across 2 adviser firms.
What exams has Kyle Appelbaum passed?
Kyle Appelbaum has passed 4 licensing exams: the Series 6, Series 63, Series 7TO and Series 66. The earliest, the Series 6, was passed in April 2017. FINRA credited Kyle Appelbaum with the SIE, which began in October 2018.
Where did Kyle Appelbaum work before Abraham & Co.?
Before Abraham & Co., Kyle Appelbaum was registered through U.S. Bancorp Investments, Inc., July 2019 to June 2021.
Where is Kyle Appelbaum based?
Kyle Appelbaum’s registered office is in Spokane, WA.
Is Kyle Appelbaum registered with FINRA?
No. Kyle Appelbaum has no current broker registration.
How can I verify Kyle Appelbaum’s record?
Search CRD 6773430 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kyle Appelbaum’s full registration record.
