Kurt Stein has been an investment adviser representative at Singer Wealth Advisors since November 2024, and is not listed among the firm’s executive officers or direct owners.
Singer Wealth Advisors LLC is a Boca Raton, FL firm with $911M under management, 953 clients and 18 advisers across 6 offices, as of its July 2026 filing.
Kurt Stein’s longest registration was 10 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2007–2018). Before joining Singer Wealth Advisors in 2024, Kurt Stein was registered through Quint Capital Management and National Asset Management, Inc.
- Singer Wealth Advisors LLCCurrent– present · 1 yearPassaic, NJ · Adviser representative · Firm CRD 317218
- Quint Capital Management– · 4 yearsNew York, NY · Adviser representative · Firm CRD 26586
- National Asset Management, Inc.– · 1 yearNew York, NY · Adviser representative · Firm CRD 115927
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 10 yearsParamus, NJ · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Kurt Stein is registered as an investment adviser representative in New Jersey, since November 2024.
- New JerseySince 7 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 August 2007 |
| Series 7 | General Securities Representative Examination | 4 March 1999 |
| Series 3 | National Commodity Futures Examination | 28 December 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 December 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 3159180
- Firm
- Singer Wealth Advisors · CRD 317218
- Office
- Passaic, NJ
- Registration
- Investment adviser registration
- In the industry since
- February 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Kurt Stein work?
Kurt Stein is an investment adviser representative registered through Singer Wealth Advisors LLC since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Kurt Stein a financial advisor?
Yes. Kurt Stein has a current investment-adviser registration in New Jersey, through Singer Wealth Advisors since November 2024.
How many years of experience does Kurt Stein have?
Kurt Stein has 26 years in the financial industry, since February 2000, across 4 adviser firms.
What exams has Kurt Stein passed?
Kurt Stein has passed 4 licensing exams: the Series 63, Series 3, Series 7 and Series 65. The earliest, the Series 63, was passed in December 1998. FINRA credited Kurt Stein with the SIE, which began in October 2018.
Where did Kurt Stein work before Singer Wealth Advisors?
Before Singer Wealth Advisors, Kurt Stein was registered through Quint Capital Management, July 2019 to November 2023; National Asset Management, Inc., March 2018 to March 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, July 2007 to March 2018.
Where is Kurt Stein based?
Kurt Stein’s registered office is in Passaic, NJ.
Is Kurt Stein registered with FINRA?
No. Kurt Stein has no current broker registration.
How can I verify Kurt Stein’s record?
Search CRD 3159180 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kurt Stein’s full registration record.