Kristina Saperston has been President/Secretary of Saperston Legacy Advisors since January 2017, is a control person of the firm and directly owns under 5% of it.
Saperston Legacy Advisors, Inc. is a Hamburg, NY firm with $181M under management, 436 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Kristina Saperston’s longest registration was 7 years at Brighton Securities Corp. (2018–2025). Before joining Saperston Legacy Advisors in 2021, Kristina Saperston was registered through Brighton Securities Corp. and Saperston Asset Management, Inc.
- – present · 5 yearsHamburg, NY · Adviser representative · Firm CRD 105849
- Brighton Securities Corp.– · 7 yearsSarasota, FL · Adviser representative · Firm CRD 3875
- Saperston Asset Management, Inc.– · 2 yearsSarasota, FL · Adviser representative · Firm CRD 44379
Investment adviser representative registrations
Kristina Saperston is registered as an investment adviser representative in 3 states. The first approvals date from August 2021; the most recent is Texas, in November 2025.
- FloridaSince 26 September 2025
- New YorkSince 13 August 2021
- TexasSince 26 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 June 2009 |
| Series 7 | General Securities Representative Examination | 11 May 2009 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kristina Lynn Saperston
- CRD
- 4403872
- Firm
- Saperston Legacy Advisors · CRD 105849
- Role
- President/Secretary
- Office
- 172 LAKE STREET, Hamburg, NY 14075
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristina Saperston work?
Kristina Saperston has been President/Secretary of Saperston Legacy Advisors, Inc. since January 2017, and is a control person of the firm.
Is Kristina Saperston a financial advisor?
Yes. Kristina Saperston has a current investment-adviser registration in Florida, New York and Texas, through Saperston Legacy Advisors since August 2021.
How many years of experience does Kristina Saperston have?
Kristina Saperston has 17 years in the financial industry, since May 2009, across 3 adviser firms.
What exams has Kristina Saperston passed?
Kristina Saperston has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 99TO. The earliest, the Series 7, was passed in May 2009. FINRA credited Kristina Saperston with the SIE, which began in October 2018.
Where did Kristina Saperston work before Saperston Legacy Advisors?
Before Saperston Legacy Advisors, Kristina Saperston was registered through Saperston Asset Management, Inc., September 2016 to October 2018.
Where is Kristina Saperston based?
Kristina Saperston’s registered office is in Hamburg, NY.
Is Kristina Saperston registered with FINRA?
No. Kristina Saperston has no current broker registration.
How can I verify Kristina Saperston’s record?
Search CRD 4403872 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristina Saperston’s full registration record.