Kristin Sullivan has been an investment adviser representative at MBM Wealth Consultants since October 2026, and is not listed among the firm’s executive officers or direct owners.
MBM Wealth Consultants, LLC is a Chesterfield, MO firm with $477M under management, 642 clients and 7 advisers in one office, as of its May 2026 filing.
Kristin Sullivan’s longest registration was 7 years at Larson Financial Group, LLC (2019–2026). Before joining MBM Wealth Consultants in 2026, Kristin Sullivan was registered through Larson Financial Group, LLC and Smith Moore & Co.
- MBM Wealth Consultants, LLCCurrent– present · under a yearChesterfield, MO · Adviser representative · Firm CRD 169091
- Larson Financial Group, LLC– · 7 yearsChesterfield, MO · Adviser representative · Firm CRD 140599
- Smith Moore & Co.– · 1 yearClayton, MO · Adviser representative · Firm CRD 3441
- Scottrade Investment Management– · under a yearSaint Louis, MO · Adviser representative · Firm CRD 169988
Investment adviser representative registrations
Kristin Sullivan is registered as an investment adviser representative in Missouri, since October 2026.
- MissouriSince 2 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 September 2018 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 16 July 2018 |
| Series 66 | Uniform Combined State Law Examination | 20 April 2017 |
| Series 24 | General Securities Principal Examination | 26 January 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 2014 |
| Series 7 | General Securities Representative Examination | 28 March 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kristin Diane Sullivan
- CRD
- 6257134
- Firm
- MBM Wealth Consultants · CRD 169091
- Office
- 16401 SWINGLEY RIDGE RD., SUITE 450, Chesterfield, MO 63017
- Registration
- Investment adviser registration
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristin Sullivan work?
Kristin Sullivan is an investment adviser representative registered through MBM Wealth Consultants, LLC since October 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kristin Sullivan a financial advisor?
Yes. Kristin Sullivan has a current investment-adviser registration in Missouri, through MBM Wealth Consultants since October 2026.
How many years of experience does Kristin Sullivan have?
Kristin Sullivan has 12 years in the financial industry, since May 2014, across 4 adviser firms.
What exams has Kristin Sullivan passed?
Kristin Sullivan has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in March 2014. FINRA credited Kristin Sullivan with the SIE, which began in October 2018.
Where did Kristin Sullivan work before MBM Wealth Consultants?
Before MBM Wealth Consultants, Kristin Sullivan was registered through Larson Financial Group, LLC, May 2019 to September 2026; Smith Moore & Co., February 2018 to May 2019; Scottrade Investment Management, April 2017 to January 2018.
Where is Kristin Sullivan based?
Kristin Sullivan’s registered office is in Chesterfield, MO.
Is Kristin Sullivan registered with FINRA?
No. Kristin Sullivan has no current broker registration.
How can I verify Kristin Sullivan’s record?
Search CRD 6257134 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristin Sullivan’s full registration record.
