Kristin Prieur has been Chief Compliance Officer of Kindred Spirits Investment Management since February 2024, is not listed as a control person, but directly owns under 5% of the firm.
Kindred Spirits Investment Management, LLC is a Cincinnati, OH firm with $9.68B under management, 373 clients and 5 advisers in one office, as of its February 2026 filing.
Kristin Prieur’s longest registration was 7 years at Mainstay Capital Management, LLC (2010–2018).
- Financial Strategies Group, Inc– · 4 yearsOkemos, MI · Adviser representative · Firm CRD 289054
- Mainstay Capital Management, LLC– · 7 yearsGrand Blanc, MI · Adviser representative · Firm CRD 109528
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 March 2010 |
| Series 7 | General Securities Representative Examination | 29 January 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kristin Lynne Prieur
- CRD
- 5690802
- Firm
- Kindred Spirits Investment Management · CRD 171615
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristin Prieur work?
Kristin Prieur has been Chief Compliance Officer of Kindred Spirits Investment Management, LLC since February 2024.
Does Kristin Prieur have a current investment-adviser registration?
Kristin Prieur has no current investment-adviser or broker registration.
What exams has Kristin Prieur passed?
Kristin Prieur has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2010.
Where was Kristin Prieur previously registered as an investment adviser?
Kristin Prieur has past investment-adviser registrations through Financial Strategies Group, Inc, June 2018 to June 2023; Mainstay Capital Management, LLC, October 2010 to June 2018, across 2 firms.
Is Kristin Prieur registered with FINRA?
No. Kristin Prieur has no current broker registration.
How can I verify Kristin Prieur’s record?
Search CRD 5690802 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristin Prieur’s full registration record.
