Klein Stubbs has been an investment adviser representative at Guidance Capital since February 2025, and is not listed among the firm’s executive officers or direct owners.
Guidance Capital, Inc. is a Louisville, KY firm with $450M under management, 759 clients and 7 advisers in one office, as of its April 2026 filing.
Klein Stubbs’ longest registration is the current one, 1 year at Dynamic Market Advantage, LLC since 2025.
- Dynamic Market Advantage, LLCAlso current– present · 1 yearLouisville, KY · Adviser representative · Firm CRD 323540
- Guidance Capital, Inc.Current– present · 1 yearLouisville, KY · Adviser representative · Firm CRD 323541
Investment adviser representative registrations
Klein Stubbs is registered as an investment adviser representative in Kentucky, since February 2025.
- KentuckySince 3 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Klein Stewart Stubbs
- CRD
- 8034726
- Firm
- Guidance Capital · CRD 323541
- Office
- 2020 HIGH WICKHAM PLACE, SUITE 200, Louisville, KY 40245
- Registration
- Investment adviser registration
- In the industry since
- February 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Klein Stubbs work?
Klein Stubbs is an investment adviser representative registered through Guidance Capital, Inc. since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Klein Stubbs a financial advisor?
Yes. Klein Stubbs has a current investment-adviser registration in Kentucky, through Guidance Capital since February 2025.
How many years of experience does Klein Stubbs have?
Klein Stubbs has 1 year in the financial industry, since February 2025, across 2 adviser firms.
What exams has Klein Stubbs passed?
Klein Stubbs passed the Series 65 in February 2025.
Where is Klein Stubbs based?
Klein Stubbs’ registered office is in Louisville, KY.
Is Klein Stubbs registered with FINRA?
No. Klein Stubbs has no current broker registration.
How can I verify Klein Stubbs’ record?
Search CRD 8034726 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Klein Stubbs’ full registration record.
