Kimberly Cushman has been Chief Compliance Officer of Garrett Wealth Advisory Group since August 2026, is a control person of the firm and directly owns under 5% of it.
Garrett Wealth Advisory Group, LLC is a Weatherford, TX firm with $970M under management, 798 clients and 19 advisers across 4 offices, as of its September 2026 filing.
Kimberly Cushman’s longest registration was 6 years at LPL Financial LLC (2017–2024). Before joining Garrett Wealth Advisory Group in 2024, Kimberly Cushman was registered through LPL Financial LLC.
- LPL Financial LLC– · 6 yearsKaty, TX · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Kimberly Cushman is registered as an investment adviser representative in Texas, since April 2024.
- TexasSince 24 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 August 2017 |
| Series 7 | General Securities Representative Examination | 7 August 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 September 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kimberly Grace Cushman
- CRD
- 5110445
- Firm
- Garrett Wealth Advisory Group · CRD 173563
- Role
- Chief Compliance Officer
- Office
- 24650 Kingsland Blvd, Katy, TX 77494
- Registration
- Investment adviser registration
- In the industry since
- October 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Kimberly Cushman work?
Kimberly Cushman has been Chief Compliance Officer of Garrett Wealth Advisory Group, LLC since August 2026, and is a control person of the firm.
Is Kimberly Cushman a financial advisor?
Yes. Kimberly Cushman has a current investment-adviser registration in Texas, through Garrett Wealth Advisory Group since April 2024.
How many years of experience does Kimberly Cushman have?
Kimberly Cushman has 16 years in the financial industry, since October 2010, across 2 adviser firms.
What exams has Kimberly Cushman passed?
Kimberly Cushman has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2007. FINRA credited Kimberly Cushman with the SIE, which began in October 2018.
Where did Kimberly Cushman work before Garrett Wealth Advisory Group?
Before Garrett Wealth Advisory Group, Kimberly Cushman was registered through LPL Financial LLC, August 2017 to April 2024.
Where is Kimberly Cushman based?
Kimberly Cushman’s registered office is in Katy, TX.
Is Kimberly Cushman registered with FINRA?
No. Kimberly Cushman has no current broker registration.
How can I verify Kimberly Cushman’s record?
Search CRD 5110445 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kimberly Cushman’s full registration record.
