Kim Mortensen has been an investment adviser representative at Total Wealth Planning and Management since June 2013, and is not listed among the firm’s executive officers or direct owners.
Total Wealth Planning and Management, Inc. is a firm with $239M under management, 414 clients and 7 advisers across 7 offices, as of its April 2026 filing.
Kim Mortensen’s longest registration is the current one, 13 years at Total Wealth Planning and Management since 2013. Before joining Total Wealth Planning and Management in 2013, Kim Mortensen was registered through Raymond James Financial Services Advisors, Inc and American Financial Management Group, LTD.
- – present · 13 yearsPonte Vedra, FL · Adviser representative · Firm CRD 166664
- Raymond James Financial Services Advisors, Inc– · 4 yearsPonte Verda Beach, FL · Adviser representative · Firm CRD 149018
- American Financial Management Group, LTD.– · 2 yearsBerwyn, PA · Adviser representative · Firm CRD 119449
- Merrill Lynch Pierce Fenner & Smith Inc.– · 3 yearsMarlton, NJ · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Kim Mortensen is registered as an investment adviser representative in 2 states. Each was approved in June 2013.
- FloridaSince 6 June 2013
- New JerseySince 12 June 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 March 2004 |
| Series 7 | General Securities Representative Examination | 3 February 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kim Tejls Mortensen
- CRD
- 4733622
- Firm
- Total Wealth Planning and Management · CRD 166664
- Office
- Ponte Vedra, FL
- Registration
- Investment adviser registration
- In the industry since
- December 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Kim Mortensen work?
Kim Mortensen is an investment adviser representative registered through Total Wealth Planning and Management, Inc. since June 2013, and is not listed among the firm’s executive officers or direct owners.
Is Kim Mortensen a financial advisor?
Yes. Kim Mortensen has a current investment-adviser registration in Florida and New Jersey, through Total Wealth Planning and Management since June 2013.
How many years of experience does Kim Mortensen have?
Kim Mortensen has 20 years in the financial industry, since December 2005, across 4 adviser firms.
What exams has Kim Mortensen passed?
Kim Mortensen has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2004. FINRA credited Kim Mortensen with the SIE, which began in October 2018.
Where did Kim Mortensen work before Total Wealth Planning and Management?
Before Total Wealth Planning and Management, Kim Mortensen was registered through American Financial Management Group, LTD., May 2009 to May 2012; Merrill Lynch Pierce Fenner & Smith Inc., July 2004 to July 2007.
Where is Kim Mortensen based?
Kim Mortensen’s registered office is in Ponte Vedra, FL.
Is Kim Mortensen registered with FINRA?
No. Kim Mortensen has no current broker registration.
How can I verify Kim Mortensen’s record?
Search CRD 4733622 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kim Mortensen’s full registration record.