Kevin Moravek has been an investment adviser representative at October Effect since January 2020, and is not listed among the firm’s executive officers or direct owners. Kevin Moravek studied at Norwich University.
October Effect LTD. is a Virginia Beach, VA firm with $146M under management, 597 clients and 4 advisers across 3 offices, as of its June 2026 filing.
Kevin Moravek is Investment Advisor Representative of October Effect, Ltd. He served as a commissioned officer in the United States Navy until 1997, then entered financial services as an advisor and joined October Effect in 2019. His practice focuses on intermediate and advanced planning for high net worth families, and on wealth management and retirement planning for business owners and for active duty and retired military members.
Kevin Moravek’s longest registration was 14 years at Lincoln Financial Advisors Corporation (2005–2019). Before joining October Effect in 2020, Kevin Moravek was registered through Lincoln Financial Advisors Corporation and First Command Bank.
- October Effect LTD.Current– present · 6 yearsVirginia Beach, VA · Adviser representative · Firm CRD 281369
- Lincoln Financial Advisors Corporation– · 14 yearsVirginia Beach, VA · Adviser representative · Firm CRD 3978
- First Command Bank– · under a yearFort Worth, TX · Adviser representative · Firm CRD 128851
- First Command Financial Planning, Inc.– · 4 yearsVirginia Beach, VA · Adviser representative · Firm CRD 3641
Investment adviser representative registrations
Kevin Moravek is registered as an investment adviser representative in Virginia, since January 2020.
- VirginiaSince 14 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 June 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 July 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kevin Stephen Moravek
- CRD
- 3248248
- Firm
- October Effect · CRD 281369
- Office
- ONE COLUMBUS CENTER, SUITE 651A, Virginia Beach, VA 23462
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- octobereffectltd.com
Where does Kevin Moravek work?
Kevin Moravek is an investment adviser representative registered through October Effect LTD. since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Moravek a financial advisor?
Yes. Kevin Moravek has a current investment-adviser registration in Virginia, through October Effect since January 2020.
How many years of experience does Kevin Moravek have?
Kevin Moravek has 27 years in the financial industry, since July 1999, across 4 adviser firms.
What exams has Kevin Moravek passed?
Kevin Moravek has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in July 1999. FINRA credited Kevin Moravek with the SIE, which began in October 2018.
Where did Kevin Moravek work before October Effect?
Before October Effect, Kevin Moravek was registered through Lincoln Financial Advisors Corporation, March 2005 to December 2019; First Command Bank, April 2004 to March 2005; First Command Financial Planning, Inc., February 2000 to April 2004.
Where is Kevin Moravek based?
Kevin Moravek’s registered office is in Virginia Beach, VA.
Is Kevin Moravek registered with FINRA?
Yes. Kevin Moravek has a current broker registration, under CRD 3248248.
Source: FINRA BrokerCheck
How can I verify Kevin Moravek’s record?
Search CRD 3248248 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kevin Moravek’s full registration record.
