Kevin Goldin has been an investment adviser representative at Focused Alpha since March 2021, and is not listed among the firm’s executive officers or direct owners. Kevin Goldin holds a BS in Accounting from the University of Colorado at Boulder.
Focused Alpha, LLC is a Greenwood Village, CO firm with $664M under management, 553 clients and 5 advisers across 6 offices, as of its September 2026 filing.
Kevin Goldin is Senior Advisor at Focused Alpha, which does business as Goldin Wealth Management. He acts as his clients' family CFO, building financial plans to help them grow and preserve their wealth and customizing each portfolio to the client's situation. For more than 30 years he has worked with corporate executives, affluent individuals and business owners. Before becoming a financial advisor, he was a Certified Public Accountant with Coopers & Lybrand.
Kevin Goldin’s longest registration was 12 years at UBS Financial Services Inc. (1996–2009). Before joining Focused Alpha in 2021, Kevin Goldin was registered through Morgan Stanley and Citigroup Global Markets Inc.
- Focused Alpha, LLCCurrent– present · 5 yearsGreenwood Village, CO · Adviser representative · Firm CRD 310591
- Morgan Stanley– · 11 yearsGreenwood Village, CO · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · under a yearEnglewood, CO · Adviser representative · Firm CRD 7059
- UBS Financial Services Inc.– · 12 yearsDenver, CO · Adviser representative · Firm CRD 8174
Professional designations
Listed by Focused Alpha
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Kevin Goldin is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2021; the most recent is Texas, in April 2026.
- ColoradoSince 19 March 2021
- TexasResidentSince 6 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 5 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 12 May 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 January 1994 |
| Series 7 | General Securities Representative Examination | 19 January 1994 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin James Goldin
- CRD
- 2438189
- Firm
- Focused Alpha · CRD 310591
- Office
- 5680 GREENWOOD PLAZA BLVD, SUITE 120, Greenwood Village, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- February 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- goldinwealthmanagement.com
Where does Kevin Goldin work?
Kevin Goldin is an investment adviser representative registered through Focused Alpha, LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Goldin a financial advisor?
Yes. Kevin Goldin has a current investment-adviser registration in Colorado and Texas, through Focused Alpha since March 2021.
How many years of experience does Kevin Goldin have?
Kevin Goldin has 32 years in the financial industry, since February 1994, across 4 adviser firms.
What exams has Kevin Goldin passed?
Kevin Goldin has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 31 and Series 7TO. The earliest, the Series 7, was passed in January 1994. FINRA credited Kevin Goldin with the SIE, which began in October 2018.
Where did Kevin Goldin work before Focused Alpha?
Before Focused Alpha, Kevin Goldin was registered through Citigroup Global Markets Inc., April 2009 to June 2009; UBS Financial Services Inc., May 1996 to April 2009.
Where is Kevin Goldin based?
Kevin Goldin’s registered office is in Greenwood Village, CO.
Is Kevin Goldin registered with FINRA?
No. Kevin Goldin has no current broker registration.
How can I verify Kevin Goldin’s record?
Search CRD 2438189 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Goldin’s full registration record.
- Gery SadzewiczChief Compliance Officer
- Daniel BarotzManaging Member