Kevin Dugan has been an investment adviser representative at L & W Financial since July 2023, and is not listed among the firm’s executive officers or direct owners. Kevin Dugan holds a Degree in Business Economics from Loyola University.
L & W Financial, LLC is a College Station, TX firm with $207M under management, 724 clients and 8 advisers across 5 offices, as of its July 2026 filing.
Kevin Dugan is Chief Financial Officer of Dugan Brown. He organizes and manages the finances of Dugan Brown and guides the overall investment strategy with clients. Dugan has presented to thousands of federal employees at retirement planning workshops across the country and has been a retirement planner for federal employees since 2018.
Kevin Dugan’s longest registration is the current one, 3 years at L & W Financial since 2023. Before joining L & W Financial in 2023, Kevin Dugan was registered through Corecap Advisors.
- Corecap Advisors– · 2 yearsDublin, OH · Adviser representative · Firm CRD 158819
Investment adviser representative registrations
Kevin Dugan is registered as an investment adviser representative in 4 states. The first approvals date from July 2023; the most recent is Florida, in October 2024.
- FloridaSince 3 October 2024
- OhioSince 31 October 2023
- TexasSince 24 July 2023
- West VirginiaSince 3 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 April 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kevin Thomas Dugan
- CRD
- 7370406
- Firm
- L & W Financial · CRD 285310
- Office
- 655 Metro Place South, Ste 100, Dublin, OH 43017
- Registration
- Investment adviser registration
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- duganbrown.com
Where does Kevin Dugan work?
Kevin Dugan is an investment adviser representative registered through L & W Financial, LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Dugan a financial advisor?
Yes. Kevin Dugan has a current investment-adviser registration in Florida, Ohio, Texas and West Virginia, through L & W Financial since July 2023.
How many years of experience does Kevin Dugan have?
Kevin Dugan has 5 years in the financial industry, since April 2021, across 2 adviser firms.
What exams has Kevin Dugan passed?
Kevin Dugan passed the Series 65 in April 2021.
Where did Kevin Dugan work before L & W Financial?
Before L & W Financial, Kevin Dugan was registered through Corecap Advisors, April 2021 to July 2023.
Where is Kevin Dugan based?
Kevin Dugan’s registered office is in Dublin, OH.
Is Kevin Dugan registered with FINRA?
No. Kevin Dugan has no current broker registration.
How can I verify Kevin Dugan’s record?
Search CRD 7370406 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Dugan’s full registration record.