Kevin Brown has been an investment adviser representative at Union Capital since January 2016, and is not listed among the firm’s executive officers or direct owners.
Union Capital Company is a Tucson, AZ firm with $150M under management, 414 clients and 11 advisers in one office, as of its August 2026 filing.
Kevin Brown’s longest registration is the current one, 10 years at Union Capital since 2016. Before joining Union Capital in 2016, Kevin Brown was registered through Sterne Agee Investment Advisor Services, Inc. and WRP Investments, Inc.
- Union Capital CompanyCurrent– present · 10 yearsPoland, OH · Adviser representative · Firm CRD 110301
- Sterne Agee Investment Advisor Services, Inc.– · under a yearBirmingham, AL · Adviser representative · Firm CRD 174182
- Sterne Agee Investment Advisor Services, Inc.– · 1 yearCortland, OH · Adviser representative · Firm CRD 7365
- WRP Investments, Inc.– · 2 yearsCortland, OH · Adviser representative · Firm CRD 7365
Investment adviser representative registrations
Kevin Brown is registered as an investment adviser representative in Ohio, since January 2016.
- OhioSince 6 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 15 March 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 July 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kevin Michael Brown
- CRD
- 1240188
- Firm
- Union Capital · CRD 110301
- Office
- Poland, OH
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kevin Brown work?
Kevin Brown is an investment adviser representative registered through Union Capital Company since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Brown a financial advisor?
Yes. Kevin Brown has a current investment-adviser registration in Ohio, through Union Capital since January 2016.
How many years of experience does Kevin Brown have?
Kevin Brown has 42 years in the financial industry, since July 1984, across 3 adviser firms.
What exams has Kevin Brown passed?
Kevin Brown has passed 2 licensing exams: the Series 6 and Series 7. The earliest, the Series 6, was passed in July 1984. FINRA credited Kevin Brown with the SIE, which began in October 2018.
Where did Kevin Brown work before Union Capital?
Before Union Capital, Kevin Brown was registered through Sterne Agee Investment Advisor Services, Inc., June 2013 to January 2015; WRP Investments, Inc., January 2001 to December 2003.
Where is Kevin Brown based?
Kevin Brown’s registered office is in Poland, OH.
Is Kevin Brown registered with FINRA?
Yes. Kevin Brown has a current broker registration, under CRD 1240188.
Source: FINRA BrokerCheck
How can I verify Kevin Brown’s record?
Search CRD 1240188 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kevin Brown’s full registration record.