Kenneth Schmidt has been an investment adviser representative at Schmidt, Jacob Aaron since September 2007, and is not listed among the firm’s executive officers or direct owners. Kenneth Schmidt holds a Law degree (JD) from the University of Oregon, a B.A. from Northwest Nazarene University and a Master of Science in Financial Services (MSFS) from The American College.
Schmidt, Jacob Aaron is a Fort Wayne, IN firm with $213M under management, 489 clients and 7 advisers in one office, as of its March 2026 filing.
Ken Schmidt is Advisor of Financial Planning Services, based in Fort Wayne, Indiana. He is an investment advisor representative with 45 years of experience in the financial industry, providing financial planning services to clients of all ages and economic backgrounds. He is a Registered Representative with Osaic Wealth, Inc., a Director on the board of Northwest Nazarene University Foundation and a Trustee on the Olivet Nazarene University Board of Trustees.
Kenneth Schmidt’s longest registration is the current one, 19 years at Schmidt, Jacob Aaron since 2007. Before joining Schmidt, Jacob Aaron in 2007, Kenneth Schmidt was registered through Royal Alliance Associates, Inc. and 1st Global Advisors Inc.
- Financial Planning ServicesCurrent– present · 19 yearsFort Wayne, IN · Adviser representative · Firm CRD 121034
- Royal Alliance Associates, Inc.– · 7 yearsFort Wayne, IN · Adviser representative · Firm CRD 23131
- 1st Global Advisors Inc– · 2 yearsFort Wayne, IN · Adviser representative · Firm CRD 111133
Professional designations
Listed by Schmidt, Jacob Aaron
- CFP®
- CLU
- ChFC
Investment adviser representative registrations
Kenneth Schmidt is registered as an investment adviser representative in 2 states. The first approvals date from September 2007; the most recent is Texas, in January 2023.
- IndianaSince 5 September 2007
- TexasSince 3 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 February 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 August 1983 |
| Series 7 | General Securities Representative Examination | 16 July 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth Paul Schmidt
- CRD
- 1161772
- Firm
- Schmidt, Jacob Aaron · CRD 121034
- Office
- 6920 POINTE INVERNESS WAY, STE 170, Fort Wayne, IN 46804
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- tobuildwealth.com
Where does Kenneth Schmidt work?
Kenneth Schmidt is an investment adviser representative registered through Schmidt, Jacob Aaron since September 2007, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Schmidt a financial advisor?
Yes. Kenneth Schmidt has a current investment-adviser registration in Indiana and Texas, through Schmidt, Jacob Aaron since September 2007.
How many years of experience does Kenneth Schmidt have?
Kenneth Schmidt has 43 years in the financial industry, since July 1983, across 3 adviser firms.
What exams has Kenneth Schmidt passed?
Kenneth Schmidt has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in July 1983. FINRA credited Kenneth Schmidt with the SIE, which began in October 2018.
Where did Kenneth Schmidt work before Schmidt, Jacob Aaron?
Before Schmidt, Jacob Aaron, Kenneth Schmidt was registered through 1st Global Advisors Inc, September 2003 to November 2005.
Where is Kenneth Schmidt based?
Kenneth Schmidt’s registered office is in Fort Wayne, IN.
Is Kenneth Schmidt registered with FINRA?
Yes. Kenneth Schmidt has a current broker registration, under CRD 1161772.
Source: FINRA BrokerCheck
Is Kenneth Schmidt a CFP?
Schmidt, Jacob Aaron lists Kenneth Schmidt with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Kenneth P. Schmidt, JD, CFP® biography, tobuildwealth.com
How can I verify Kenneth Schmidt’s record?
Search CRD 1161772 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Schmidt’s full registration record.
