Kenneth Miller has been an investment adviser representative at Exodus Wealth since February 2026, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Ken Miller is President & CEO of Miller Financial. He began his career in the finance industry in 1975 with American General Corporation - AIG, and in 1983 Miller Financial opened its doors. He has been an instructor for financial classes and workshops including Successful Money Management and Financial Strategies for Successful Retirement.
Kenneth Miller’s longest registration was 10 years at Integrated Financial Strategies, LLC (2015–2026). Before joining Exodus Wealth in 2026, Kenneth Miller was registered through Integrated Financial Strategies, LLC and Capital Guardian Wealth Management, LLC.
- Exodus Wealth, LLCCurrent– present · under a yearConcord, NC · Adviser representative · Firm CRD 174328
- Integrated Financial Strategies, LLC– · 10 yearsConcord, NC · Adviser representative · Firm CRD 165007
- Capital Guardian Wealth Management, LLC– · 3 yearsConcord, NC · Adviser representative · Firm CRD 131631
- Woodbury Financial Services, Inc.– · 5 yearsChina Grove, NC · Adviser representative · Firm CRD 421
- Axa Advisors, LLC– · 1 yearChina Grove, NC · Adviser representative · Firm CRD 6627
- Mony Securities Corporation– · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 4386
Investment adviser representative registrations
Kenneth Miller is registered as an investment adviser representative in North Carolina, since February 2026.
- North CarolinaSince 25 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 May 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 April 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 March 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kenneth Wayne Miller
- CRD
- 1636304
- Firm
- Exodus Wealth · CRD 174328
- Office
- 400 PENNY LANE, Concord, NC 28025
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- millerfinancialinc.com
Where does Kenneth Miller work?
Kenneth Miller is an investment adviser representative registered through Exodus Wealth, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Miller a financial advisor?
Yes. Kenneth Miller has a current investment-adviser registration in North Carolina, through Exodus Wealth since February 2026.
How many years of experience does Kenneth Miller have?
Kenneth Miller has 39 years in the financial industry, since April 1987, across 6 adviser firms.
What exams has Kenneth Miller passed?
Kenneth Miller has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in March 1987. FINRA credited Kenneth Miller with the SIE, which began in October 2018.
Where did Kenneth Miller work before Exodus Wealth?
Before Exodus Wealth, Kenneth Miller was registered through Capital Guardian Wealth Management, LLC, October 2012 to November 2015; Woodbury Financial Services, Inc., January 2007 to October 2012; Axa Advisors, LLC, June 2005 to January 2007; Mony Securities Corporation, December 2001 to June 2005.
Where is Kenneth Miller based?
Kenneth Miller’s registered office is in Concord, NC.
Is Kenneth Miller registered with FINRA?
Yes. Kenneth Miller has a current broker registration, under CRD 1636304.
Source: FINRA BrokerCheck
How can I verify Kenneth Miller’s record?
Search CRD 1636304 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Miller’s full registration record.