Kenneth Freseman has been an investment adviser representative at SGL Investment Advisors since January 2021, and is not listed among the firm’s executive officers or direct owners. Kenneth Freseman holds a B.S. in Business from Montana State University.
SGL Investment Advisors, Inc. is a Missoula, MT firm with $440M under management, 883 clients and 6 advisers in one office, as of its September 2026 filing.
Ken Freseman is Financial Advisor of SG Long Financial. He serves the firm as a Financial Advisor and Investment Advisory Representative and has been in the financial services industry since 1969. His business background includes lending officer roles with banks in Helena and Bozeman, Montana, and vice president of investments with EF Hutton and AG Edwards in Seattle, Washington.
Kenneth Freseman’s longest registration is the current one, 8 years at S.G. Long & Company since 2018. Before joining SGL Investment Advisors in 2021, Kenneth Freseman was registered through RBC Capital Markets, LLC and Wachovia Securities, LLC.
- – present · 5 yearsMissoula, MT · Adviser representative · Firm CRD 145167
- S.G. Long & CompanyAlso current– present · 8 yearsMissoula, MT · Adviser representative · Firm CRD 47511
- RBC Capital Markets, LLC– · 5 yearsMissoula, MT · Adviser representative · Firm CRD 31194
- Wachovia Securities, LLC– · 1 yearMissoula, MT · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 1 yearMissoula, MT · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Kenneth Freseman is registered as an investment adviser representative in Montana, since January 2018.
- MontanaSince 16 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 April 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 December 1991 |
| Series 1 | Registered Representative Examination | 31 March 1967 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Kenneth Lowell Freseman
- CRD
- 214140
- Firm
- SGL Investment Advisors · CRD 145167
- Office
- 283 W. FRONT STREET SUITE 302, Missoula, MT 59802-4328
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1969
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sglongfinancial.com
Where does Kenneth Freseman work?
Kenneth Freseman is an investment adviser representative registered through SGL Investment Advisors, Inc. since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Freseman a financial advisor?
Yes. Kenneth Freseman has a current investment-adviser registration in Montana, through SGL Investment Advisors since January 2021.
How many years of experience does Kenneth Freseman have?
Kenneth Freseman has 57 years in the financial industry, since June 1969, across 5 adviser firms.
What exams has Kenneth Freseman passed?
Kenneth Freseman has passed 4 licensing exams: the Series 1, Series 63, Series 65 and Series 7TO. The earliest, the Series 1, was passed in March 1967. FINRA credited Kenneth Freseman with the SIE, which began in October 2018.
Where did Kenneth Freseman work before SGL Investment Advisors?
Before SGL Investment Advisors, Kenneth Freseman was registered through RBC Capital Markets, LLC, May 2009 to September 2014; Wachovia Securities, LLC, January 2008 to May 2009; A. G. Edwards & Sons, Inc., December 2006 to January 2008.
Where is Kenneth Freseman based?
Kenneth Freseman’s registered office is in Missoula, MT.
Is Kenneth Freseman registered with FINRA?
Yes. Kenneth Freseman has a current broker registration, under CRD 214140.
Source: FINRA BrokerCheck
How can I verify Kenneth Freseman’s record?
Search CRD 214140 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Freseman’s full registration record.
