Kenneth Dow has been an investment adviser representative at Sage Private Wealth Group since September 2026, and is not listed among the firm’s executive officers or direct owners. Kenneth Dow holds a Bachelor's Degree in Engineering from the University of Illinois at Urbana-Champaign and a Master's Degree in Finance and Marketing from Kellogg School of Management, Northwestern University.
Sage Private Wealth Group, LLC is an Oakbrook Terrace, IL firm with $441M under management, 482 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Ken Dow is Senior Wealth Advisor & Director of Investments of SAGE Private Wealth Group. He has decades of experience in financial planning, investment management and wealth management. Before his career in finance, he built a career in engineering, then pursued graduate studies at Northwestern University's Kellogg Graduate School of Management.
Kenneth Dow’s longest registration was 10 years at Citigroup Global Markets Inc. (1997–2008). Before joining Sage Private Wealth Group in 2026, Kenneth Dow was registered through Raymond James Financial Services Advisors, Inc and Raymond James & Associates, Inc.
- – present · under a yearOakbrook Terrace, IL · Adviser representative · Firm CRD 173399
- Raymond James Financial Services Advisors, Inc– · 3 yearsElmhurst, IL · Adviser representative · Firm CRD 149018
- Raymond James & Associates, Inc.– · 5 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 705
- Morgan Stanley– · 8 yearsOak Brook, IL · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · under a yearOak Brook, IL · Adviser representative · Firm CRD 8209
- Citigroup Global Markets Inc.– · 10 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 7059
Professional designations
Listed by Sage Private Wealth Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst® (CIMA®)
Investment adviser representative registrations
Kenneth Dow is registered as an investment adviser representative in 2 states. Each was approved in September 2026.
- IllinoisSince 1 September 2026
- TexasSince 1 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 21 June 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 May 1997 |
| Series 7 | General Securities Representative Examination | 29 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth Joseph Dow
- CRD
- 2870893
- Firm
- Sage Private Wealth Group · CRD 173399
- Office
- 18W140 BUTTERFIELD ROAD, SUITE 1160, Oakbrook Terrace, IL 60181
- Registration
- Investment adviser registration
- In the industry since
- April 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sageprivatewealth.com
Where does Kenneth Dow work?
Kenneth Dow is an investment adviser representative registered through Sage Private Wealth Group, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Dow a financial advisor?
Yes. Kenneth Dow has a current investment-adviser registration in Illinois and Texas, through Sage Private Wealth Group since September 2026.
How many years of experience does Kenneth Dow have?
Kenneth Dow has 29 years in the financial industry, since April 1997, across 6 adviser firms.
What exams has Kenneth Dow passed?
Kenneth Dow has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in April 1997. FINRA credited Kenneth Dow with the SIE, which began in October 2018.
Where did Kenneth Dow work before Sage Private Wealth Group?
Before Sage Private Wealth Group, Kenneth Dow was registered through Raymond James & Associates, Inc., November 2017 to April 2023; Morgan Stanley, June 2009 to November 2017; Morgan Stanley & Co. Incorporated, December 2008 to June 2009; Citigroup Global Markets Inc., December 1997 to December 2008.
Where is Kenneth Dow based?
Kenneth Dow’s registered office is in Oakbrook Terrace, IL.
Is Kenneth Dow registered with FINRA?
No. Kenneth Dow has no current broker registration.
Is Kenneth Dow a CFP?
Sage Private Wealth Group lists Kenneth Dow with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kenneth Dow’s record?
Search CRD 2870893 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Dow’s full registration record.
