Kelly Hahn has been Chief Compliance Officer of Hahn Financial Group since January 2014, is not listed as a control person, but directly owns under 5% of the firm.
Hahn Financial Group Inc. is a Sioux Falls, SD firm with $189M under management, 1,861 clients and 9 advisers in one office, as of its August 2026 filing.
Kelly Hahn’s longest registration is the current one, 12 years at Hahn Financial Group since 2014. Before joining Hahn Financial Group in 2014, Kelly Hahn was registered through Oneamerica Securities, Inc. and Thrivent Investment Management Inc.
- Hahn Financial GroupCurrent– present · 12 yearsSioux Falls, SD · Adviser representative · Firm CRD 169787
- Oneamerica Securities, Inc.– · 6 yearsSioux Falls, SD · Adviser representative · Firm CRD 4173
- Thrivent Investment Management Inc.– · 2 yearsSioux Falls, SD · Adviser representative · Firm CRD 18387
Investment adviser representative registrations
Kelly Hahn is registered as an investment adviser representative in 2 states. The first approvals date from January 2014; the most recent is Texas, in June 2015.
- South DakotaSince 23 January 2014
- TexasSince 2 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 May 2003 |
| Series 24 | General Securities Principal Examination | 28 March 2003 |
| Series 7 | General Securities Representative Examination | 26 February 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Kelly Ann Hahn
- CRD
- 4632939
- Firm
- Hahn Financial Group · CRD 169787
- Role
- Chief Compliance Officer
- Office
- 1000 E. 41ST ST., Sioux Falls, SD 57105
- Registration
- Investment adviser registration
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Kelly Hahn work?
Kelly Hahn has been Chief Compliance Officer of Hahn Financial Group Inc. since January 2014.
Is Kelly Hahn a financial advisor?
Yes. Kelly Hahn has a current investment-adviser registration in South Dakota and Texas, through Hahn Financial Group since January 2014.
How many years of experience does Kelly Hahn have?
Kelly Hahn has 21 years in the financial industry, since April 2005, across 3 adviser firms.
What exams has Kelly Hahn passed?
Kelly Hahn has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in February 2003. FINRA credited Kelly Hahn with the SIE, which began in October 2018.
Where did Kelly Hahn work before Hahn Financial Group?
Before Hahn Financial Group, Kelly Hahn was registered through Thrivent Investment Management Inc., August 2004 to November 2006.
Where is Kelly Hahn based?
Kelly Hahn’s registered office is in Sioux Falls, SD.
Is Kelly Hahn registered with FINRA?
No. Kelly Hahn has no current broker registration.
How can I verify Kelly Hahn’s record?
Search CRD 4632939 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kelly Hahn’s full registration record.