Kelley Douglas has been Managing Member & Chief Compliance Officer of Stonebridge Wealth Management since March 2008, is a control person of the firm and directly owns 75% or more of it.
Stonebridge Wealth Management, LLC is a Frisco, TX firm with $135M under management, 40 clients and 1 adviser in one office, as of its February 2026 filing.
Kelley Douglas is Founder and President of Stonebridge Wealth Management. He has worked in the financial services industry since 1987. Before founding the firm, he spent over 20 years at Fidelity Investments, primarily as Vice President/Senior Account Executive in its private wealth management division.
Kelley Douglas’ longest registration is the current one, 18 years at Stonebridge Wealth Management since 2008. Before joining Stonebridge Wealth Management in 2008, Kelley Douglas was registered through Strategic Advisers, Inc.
- – present · 18 yearsFrisco, TX · Adviser representative · Firm CRD 146775
- Strategic Advisers, Inc.– · 9 yearsIrving, TX · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Kelley Douglas is registered as an investment adviser representative in Texas, since April 2008.
- TexasSince 25 April 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 12 December 2001 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 10 December 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 July 1999 |
| Series 7 | General Securities Representative Examination | 14 May 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 November 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 1987 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kelley Jefferson Douglas
- CRD
- 1647969
- Firm
- Stonebridge Wealth Management · CRD 146775
- Role
- Managing Member & Chief Compliance Officer
- Office
- 6160 WARREN PARKWAY, SUITE 100, Frisco, TX 75034
- Registration
- Investment adviser registration
- In the industry since
- June 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stonebridgewealth.com
Where does Kelley Douglas work?
Kelley Douglas has been Managing Member & Chief Compliance Officer of Stonebridge Wealth Management, LLC since March 2008, and is a control person of the firm.
Is Kelley Douglas a financial advisor?
Yes. Kelley Douglas has a current investment-adviser registration in Texas, through Stonebridge Wealth Management since April 2008.
How many years of experience does Kelley Douglas have?
Kelley Douglas has 28 years in the financial industry, since June 1998, across 2 adviser firms.
What exams has Kelley Douglas passed?
Kelley Douglas has passed 6 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 9 and Series 10. The earliest, the Series 63, was passed in August 1987.
Where did Kelley Douglas work before Stonebridge Wealth Management?
Before Stonebridge Wealth Management, Kelley Douglas was registered through Strategic Advisers, Inc., June 1998 to April 2008.
Where is Kelley Douglas based?
Kelley Douglas’ registered office is in Frisco, TX.
Is Kelley Douglas registered with FINRA?
No. Kelley Douglas has no current broker registration.
How can I verify Kelley Douglas’ record?
Search CRD 1647969 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kelley Douglas’ full registration record.