Keith Powell has been an investment adviser representative at Vann Equity Management since August 2023, and is not listed among the firm’s executive officers or direct owners.
Vann Equity Management LLC is a Plano, TX firm with $231M under management, 188 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Keith Powell’s longest registration was 7 years at SCF Investment Advisors, Inc. (2013–2021). Before joining Vann Equity Management in 2023, Keith Powell was registered through The Hughes Group Wealth Management Partners LLC and SCF Investment Advisors, Inc.
- Vann Equity Management LLCCurrent– present · 3 yearsAustin, TX · Adviser representative · Firm CRD 174239
- The Hughes Group Wealth Management Partners LLC– · 2 yearsAustin, TX · Adviser representative · Firm CRD 291397
- SCF Investment Advisors, Inc.– · 7 yearsFresno, CA · Adviser representative · Firm CRD 123608
- Alamo Asset Advisors– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 140166
- Alamo Asset Advisors– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 140166
- Waddell & Reed, Inc.– · 4 yearsAustin, TX · Adviser representative · Firm CRD 866
- United Capital Financial Advisers, Inc.– · 2 yearsHouston, TX · Adviser representative · Firm CRD 134600
- Stabil Capital Management, Inc.– · 1 yearAustin, TX · Adviser representative · Firm CRD 108535
- TD Waterhouse Investor Services, Inc.– · under a yearAustin, TX · Adviser representative · Firm CRD 7870
- Rushmore Investment Advisors Inc– · under a yearPlano, TX · Adviser representative · Firm CRD 110292
Investment adviser representative registrations
Keith Powell is registered as an investment adviser representative in Texas, since August 2023.
- TexasSince 3 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 2005 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 3 December 1998 |
| Series 7 | General Securities Representative Examination | 12 July 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Keith Dow Powell
- CRD
- 2143046
- Firm
- Vann Equity Management · CRD 174239
- Office
- 11824 Jollyville Rd., Suite 500, Austin, TX 78759
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Keith Powell work?
Keith Powell is an investment adviser representative registered through Vann Equity Management LLC since August 2023, and is not listed among the firm’s executive officers or direct owners.
Is Keith Powell a financial advisor?
Yes. Keith Powell has a current investment-adviser registration in Texas, through Vann Equity Management since August 2023.
How many years of experience does Keith Powell have?
Keith Powell has 33 years in the financial industry, since August 1993, across 9 adviser firms.
What exams has Keith Powell passed?
Keith Powell has passed 4 licensing exams: the Series 63, Series 7, Series 8 and Series 65. The earliest, the Series 63, was passed in June 1991. FINRA credited Keith Powell with the SIE, which began in October 2018.
Where did Keith Powell work before Vann Equity Management?
Before Vann Equity Management, Keith Powell was registered through The Hughes Group Wealth Management Partners LLC, June 2021 to August 2023; SCF Investment Advisors, Inc., November 2013 to June 2021; Alamo Asset Advisors, October 2013 to October 2013; Alamo Asset Advisors, March 2013 to June 2013; Waddell & Reed, Inc., February 2008 to December 2012; United Capital Financial Advisers, Inc., February 2006 to February 2008; Stabil Capital Management, Inc., February 2005 to May 2006; TD Waterhouse Investor Services, Inc., July 2004 to January 2005; Rushmore Investment Advisors Inc, October 2003 to August 2004.
Where is Keith Powell based?
Keith Powell’s registered office is in Austin, TX.
Is Keith Powell registered with FINRA?
Yes. Keith Powell has a current broker registration, under CRD 2143046.
Source: FINRA BrokerCheck
How can I verify Keith Powell’s record?
Search CRD 2143046 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Keith Powell’s full registration record.