Katie Weibel has been an investment adviser representative at Silver Grove Financial Group since July 2021, and is not listed among the firm’s executive officers or direct owners.
Silver Grove Financial Group, Inc. is an Orchard Park, NY firm with $454M under management, 2,150 clients and 17 advisers across 11 offices, as of its August 2026 filing.
Katie Weibel’s longest registration is the current one, 5 years at Silver Grove Financial Group since 2021. Before joining Silver Grove Financial Group in 2021, Katie Weibel was registered through LPL Financial LLC and M&T Securities, Inc.
- – present · 5 yearsWilliamsville, NY · Adviser representative · Firm CRD 287512
- LPL Financial LLC– · 1 yearAmherst, NY · Adviser representative · Firm CRD 6413
- M&T Securities, Inc.– · 3 yearsBuffalo, NY · Adviser representative · Firm CRD 17358
- M&T Securities, Inc.– · 3 yearsSalisbury, MD · Adviser representative · Firm CRD 17358
Investment adviser representative registrations
Katie Weibel is registered as an investment adviser representative in New York, since July 2021.
- New YorkSince 22 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 October 2006 |
| Series 7 | General Securities Representative Examination | 1 September 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 November 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 September 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5034755
- Firm
- Silver Grove Financial Group · CRD 287512
- Office
- 8469 Sheridan Drive, Williamsville, NY 14221
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Katie Weibel work?
Katie Weibel is an investment adviser representative registered through Silver Grove Financial Group, Inc. since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Katie Weibel a financial advisor?
Yes. Katie Weibel has a current investment-adviser registration in New York, through Silver Grove Financial Group since July 2021.
How many years of experience does Katie Weibel have?
Katie Weibel has 19 years in the financial industry, since June 2007, across 3 adviser firms.
What exams has Katie Weibel passed?
Katie Weibel has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in September 2005. FINRA credited Katie Weibel with the SIE, which began in October 2018.
Where did Katie Weibel work before Silver Grove Financial Group?
Before Silver Grove Financial Group, Katie Weibel was registered through LPL Financial LLC, October 2015 to August 2017; M&T Securities, Inc., January 2012 to October 2015; M&T Securities, Inc., November 2006 to May 2010.
Where is Katie Weibel based?
Katie Weibel’s registered office is in Williamsville, NY.
Is Katie Weibel registered with FINRA?
Yes. Katie Weibel has a current broker registration, under CRD 5034755.
Source: FINRA BrokerCheck
How can I verify Katie Weibel’s record?
Search CRD 5034755 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Katie Weibel’s full registration record.
