Kathy Postoak has been an investment adviser representative at StrongBox Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Strongbox Wealth, LLC is a Lee'S Summit, MO firm with $562M under management, 499 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Kathy Postoak’s longest registration was 8 years at Wells Fargo Clearing Services, LLC (2011–2019). Before joining StrongBox Wealth in 2020, Kathy Postoak was registered through Wells Fargo Clearing Services, LLC.
- Strongbox Wealth, LLCCurrent– present · 6 yearsLee'S Summit, MO · Adviser representative · Firm CRD 304952
- Wells Fargo Clearing Services, LLC– · 8 yearsLees Summit, MO · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Kathy Postoak is registered as an investment adviser representative in Missouri, since January 2020.
- MissouriSince 30 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 March 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 1998 |
| Series 7 | General Securities Representative Examination | 30 March 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathy Ann Postoak
- CRD
- 1855695
- Firm
- StrongBox Wealth · CRD 304952
- Office
- 3470 NE RALPH POWELL ROAD, SUITE A, Lee'S Summit, MO 64064
- Registration
- Investment adviser registration
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Kathy Postoak work?
Kathy Postoak is an investment adviser representative registered through Strongbox Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Kathy Postoak a financial advisor?
Yes. Kathy Postoak has a current investment-adviser registration in Missouri, through StrongBox Wealth since January 2020.
How many years of experience does Kathy Postoak have?
Kathy Postoak has 28 years in the financial industry, since March 1998, across 2 adviser firms.
What exams has Kathy Postoak passed?
Kathy Postoak has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in March 1998. FINRA credited Kathy Postoak with the SIE, which began in October 2018.
Where did Kathy Postoak work before StrongBox Wealth?
Before StrongBox Wealth, Kathy Postoak was registered through Wells Fargo Clearing Services, LLC, February 2011 to August 2019.
Where is Kathy Postoak based?
Kathy Postoak’s registered office is in Lee'S Summit, MO.
Is Kathy Postoak registered with FINRA?
No. Kathy Postoak has no current broker registration.
How can I verify Kathy Postoak’s record?
Search CRD 1855695 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathy Postoak’s full registration record.