Kathryn Parker has been Chief Compliance Officer of Hartline Investment since January 2023, is not listed as a control person, but directly owns under 5% of the firm. Kathryn Parker holds a B.A. in Economics from the University of North Carolina at Chapel Hill.
Hartline Investment Corp. is a Winnetka, IL firm with $935M under management, 266 clients and 3 advisers in one office, as of its March 2026 filing.
Katie Carroll is Managing Director of Hartline Investment Corporation. She joined the team as an assistant portfolio manager in June 2015 and became a Managing Director in August 2019. She works with individual and institutional clients and leads the firm's Green Energy investment strategy.
- – present · under a yearWinnetka, IL · Adviser representative · Firm CRD 106923
Investment adviser representative registrations
Kathryn Parker is registered as an investment adviser representative in 13 states. The first approvals date from March 2026; the most recent is Indiana, in June 2026.
- ArizonaSince 11 June 2026
- CaliforniaSince 17 March 2026
- ColoradoSince 17 March 2026
- GeorgiaSince 15 June 2026
- IllinoisSince 17 March 2026
- IndianaSince 18 June 2026
- MichiganSince 17 March 2026
- New HampshireSince 20 March 2026
- New YorkSince 17 March 2026
- North CarolinaSince 23 March 2026
- PennsylvaniaSince 18 March 2026
- TexasSince 17 March 2026
- WashingtonSince 19 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 October 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kathryn Dunn Parker
- CRD
- 6564615
- Firm
- Hartline Investment · CRD 106923
- Role
- Chief Compliance Officer
- Office
- 460 WINNETKA AVENUE, SUITE 5, Winnetka, IL 60093
- Registration
- Investment adviser registration
- In the industry since
- December 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hartlineinv.com
Where does Kathryn Parker work?
Kathryn Parker has been Chief Compliance Officer of Hartline Investment Corp. since January 2023.
Is Kathryn Parker a financial advisor?
Yes. Kathryn Parker has a current investment-adviser registration in Arizona, California, Colorado, Georgia, Illinois, Indiana, Michigan, New Hampshire, New York, North Carolina, Pennsylvania, Texas and Washington, through Hartline Investment since March 2026.
How many years of experience does Kathryn Parker have?
Kathryn Parker has 10 years in the financial industry, since December 2015, across 1 adviser firm.
What exams has Kathryn Parker passed?
Kathryn Parker passed the Series 65 in October 2015.
Where is Kathryn Parker based?
Kathryn Parker’s registered office is in Winnetka, IL.
Is Kathryn Parker registered with FINRA?
No. Kathryn Parker has no current broker registration.
How can I verify Kathryn Parker’s record?
Search CRD 6564615 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathryn Parker’s full registration record.