Kathryn Catalana has been Partner / CCO of Tidehaven Wealth since September 2015, is a control person of the firm and directly owns between 50% and 75% of it. Kathryn Catalana holds a Master's Degree in Business Administration from The Citadel. Kathryn Catalana studied at the University of South Carolina.
Tidehaven Wealth, LLC is a Mount Pleasant, SC firm with $125M under management, 163 clients and 2 advisers in one office, as of its July 2026 filing.
Katie Catalana is Partner of Tidehaven Wealth. She began her career in the financial services industry at BB&T's brokerage firm, Scott & Stringfellow. She then joined Carolina Capital Management, where she stayed until launching Tidehaven Wealth in 2015.
Kathryn Catalana’s longest registration is the current one, 10 years at Tidehaven Wealth since 2015. Before joining Tidehaven Wealth in 2015, Kathryn Catalana was registered through Metlife Securities Inc. and New England Securities Corporation.
- Tidehaven Wealth, LLCCurrent– present · 10 yearsMount Pleasant, SC · Adviser representative · Firm CRD 281814
- Metlife Securities Inc.– · under a yearCharleston, SC · Adviser representative · Firm CRD 14251
- New England Securities Corporation– · 5 yearsCharleston, SC · Adviser representative · Firm CRD 615
- Scott & Stringfellow, LLC– · 2 yearsCharleston, SC · Adviser representative · Firm CRD 6255
Professional designations
Listed by Tidehaven Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Kathryn Catalana is registered as an investment adviser representative in 2 states. The first approvals date from December 2015; the most recent is Texas, in August 2019.
- South CarolinaSince 11 December 2015
- TexasSince 21 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 March 2006 |
| Series 7 | General Securities Representative Examination | 20 January 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathryn Grantz Catalana
- CRD
- 4809950
- Firm
- Tidehaven Wealth · CRD 281814
- Role
- Partner / CCO
- Office
- 238 MATHIS FERRY ROAD, UNIT 104, Mount Pleasant, SC 29464
- Registration
- Investment adviser registration
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tidehavenwealth.com
Where does Kathryn Catalana work?
Kathryn Catalana has been Partner / CCO of Tidehaven Wealth, LLC since September 2015, and is a control person of the firm.
Is Kathryn Catalana a financial advisor?
Yes. Kathryn Catalana has a current investment-adviser registration in South Carolina and Texas, through Tidehaven Wealth since December 2015.
How many years of experience does Kathryn Catalana have?
Kathryn Catalana has 20 years in the financial industry, since January 2006, across 4 adviser firms.
What exams has Kathryn Catalana passed?
Kathryn Catalana has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2006. FINRA credited Kathryn Catalana with the SIE, which began in October 2018.
Where did Kathryn Catalana work before Tidehaven Wealth?
Before Tidehaven Wealth, Kathryn Catalana was registered through Metlife Securities Inc., January 2015 to November 2015; New England Securities Corporation, February 2009 to January 2015; Scott & Stringfellow, LLC, March 2006 to January 2009.
Where is Kathryn Catalana based?
Kathryn Catalana’s registered office is in Mount Pleasant, SC.
Is Kathryn Catalana registered with FINRA?
No. Kathryn Catalana has no current broker registration.
Is Kathryn Catalana a CFP?
Tidehaven Wealth lists Kathryn Catalana with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kathryn Catalana’s record?
Search CRD 4809950 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathryn Catalana’s full registration record.