Kathleen Williams-Price has been an investment adviser representative at Independent Wealth Network since September 2018, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Network, Inc. is an Urbandale, IA firm with $518M under management, 1,460 clients and 30 advisers across 20 offices, as of its March 2026 filing.
Kathleen Williams-Price’s longest registration is the current one, 8 years at Independent Wealth Network since 2018. Before joining Independent Wealth Network in 2018, Kathleen Williams-Price was registered through Lowell Wealth Management and LPL Financial LLC.
- – present · 8 yearsLubblock, TX · Adviser representative · Firm CRD 286262
- Brokers Financial– · under a yearLubbock, TX · Adviser representative · Firm CRD 139627
- Lowell Wealth Management– · 4 yearsLubbock, TX · Adviser representative · Firm CRD 24913
- LPL Financial LLC– · 1 yearLubbock, TX · Adviser representative · Firm CRD 6413
- Raymond James Financial Services Advisors, Inc– · under a yearLubbock, TX · Adviser representative · Firm CRD 149018
- Valic Financial Advisors, Inc.– · under a yearAustin, TX · Adviser representative · Firm CRD 42803
- Edward Jones– · 4 yearsLubbock, TX · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Kathleen Williams-Price is registered as an investment adviser representative in 7 states. The first approvals date from September 2018; the most recent is Iowa, in April 2026.
- IowaSince 28 April 2026
- LouisianaSince 19 November 2024
- MinnesotaSince 20 September 2023
- MissouriSince 29 August 2025
- NevadaSince 26 July 2021
- New MexicoSince 6 December 2024
- TexasSince 17 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 January 2007 |
| Series 7 | General Securities Representative Examination | 6 September 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 May 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kathleen Marie Williams-Price
- CRD
- 2450125
- Firm
- Independent Wealth Network · CRD 286262
- Office
- Archer Financial Partners, 7021 Kewanee Ave, Bldg.8 - 101, Lubblock, TX 79424
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kathleen Williams-Price work?
Kathleen Williams-Price is an investment adviser representative registered through Independent Wealth Network, Inc. since September 2018, and is not listed among the firm’s executive officers or direct owners.
Is Kathleen Williams-Price a financial advisor?
Yes. Kathleen Williams-Price has a current investment-adviser registration in Iowa, Louisiana, Minnesota, Missouri, Nevada, New Mexico and Texas, through Independent Wealth Network since September 2018.
How many years of experience does Kathleen Williams-Price have?
Kathleen Williams-Price has 32 years in the financial industry, since July 1994, across 7 adviser firms.
What exams has Kathleen Williams-Price passed?
Kathleen Williams-Price has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in April 1994. FINRA credited Kathleen Williams-Price with the SIE, which began in October 2018.
Where did Kathleen Williams-Price work before Independent Wealth Network?
Before Independent Wealth Network, Kathleen Williams-Price was registered through Lowell Wealth Management, March 2014 to September 2018; LPL Financial LLC, August 2012 to April 2014; Raymond James Financial Services Advisors, Inc, October 2011 to August 2012; Valic Financial Advisors, Inc., July 2011 to October 2011; Edward Jones, January 2007 to June 2011.
Where is Kathleen Williams-Price based?
Kathleen Williams-Price’s registered office is in Lubblock, TX.
Is Kathleen Williams-Price registered with FINRA?
Yes. Kathleen Williams-Price has a current broker registration, under CRD 2450125.
Source: FINRA BrokerCheck
How can I verify Kathleen Williams-Price’s record?
Search CRD 2450125 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kathleen Williams-Price’s full registration record.
