Kathleen Oberneder has been an investment adviser representative at Forefront Wealth Partners since January 2024, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
Kathleen Oberneder’s longest registration was 6 years at J. W. Cole Advisors, Inc. (2017–2023). Before joining Forefront Wealth Partners in 2024, Kathleen Oberneder was registered through J. W. Cole Advisors, Inc. and LPL Financial LLC.
- J. W. Cole Advisors, Inc.– · 6 yearsCedarburg, WI · Adviser representative · Firm CRD 112294
- LPL Financial LLC– · 2 yearsGrafton, WI · Adviser representative · Firm CRD 6413
- Princor Financial Services Corporation– · 5 yearsMilwaukee, WI · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Kathleen Oberneder is registered as an investment adviser representative in Wisconsin, since January 2024.
- WisconsinSince 19 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 16 April 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 January 2002 |
| Series 7 | General Securities Representative Examination | 29 June 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathleen Patricia Oberneder
- CRD
- 4385405
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- 10556 N. Port Washington Road, Suite 101, Mequon, WI 53092
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kathleen Oberneder work?
Kathleen Oberneder is an investment adviser representative registered through Forefront Wealth Partners, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Kathleen Oberneder a financial advisor?
Yes. Kathleen Oberneder has a current investment-adviser registration in Wisconsin, through Forefront Wealth Partners since January 2024.
How many years of experience does Kathleen Oberneder have?
Kathleen Oberneder has 22 years in the financial industry, since March 2004, across 4 adviser firms.
What exams has Kathleen Oberneder passed?
Kathleen Oberneder has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 2001. FINRA credited Kathleen Oberneder with the SIE, which began in October 2018.
Where did Kathleen Oberneder work before Forefront Wealth Partners?
Before Forefront Wealth Partners, Kathleen Oberneder was registered through J. W. Cole Advisors, Inc., April 2017 to November 2023; LPL Financial LLC, April 2015 to May 2017; Princor Financial Services Corporation, September 2004 to June 2010.
Where is Kathleen Oberneder based?
Kathleen Oberneder’s registered office is in Mequon, WI.
Is Kathleen Oberneder registered with FINRA?
Yes. Kathleen Oberneder has a current broker registration, under CRD 4385405.
Source: FINRA BrokerCheck
How can I verify Kathleen Oberneder’s record?
Search CRD 4385405 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kathleen Oberneder’s full registration record.
