Kathleen Mueller has been an investment adviser representative at Prasad Wealth Partners since September 2024, and is not listed among the firm’s executive officers or direct owners.
Prasad Wealth Partners, LLC is an Independence, OH firm with $572M under management, 729 clients and 5 advisers across 3 offices, as of its July 2026 filing.
Kathleen Mueller’s longest registration was 3 years at Regal Investment Advisors LLC (2021–2024). Before joining Prasad Wealth Partners in 2024, Kathleen Mueller was registered through Regal Investment Advisors LLC and Robert W. Baird & Co. Incorporated.
- Prasad Wealth PartnersCurrent– present · 2 yearsIndependence, OH · Adviser representative · Firm CRD 332507
- Regal Investment Advisors LLC– · 3 yearsIndependence, OH · Adviser representative · Firm CRD 125004
- Robert W. Baird & Co. Incorporated– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 8158
- UBS Financial Services Inc.– · 1 yearWestlake, OH · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Kathleen Mueller is registered as an investment adviser representative in Ohio, since September 2024.
- OhioSince 6 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 October 2017 |
| Series 7 | General Securities Representative Examination | 8 May 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathleen Maura Mueller
- CRD
- 6711238
- Firm
- Prasad Wealth Partners · CRD 332507
- Office
- 6050 OAK TREE BLVD., SUITE 100, Independence, OH 44131
- Registration
- Investment adviser registration
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Kathleen Mueller work?
Kathleen Mueller is an investment adviser representative registered through Prasad Wealth Partners, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Kathleen Mueller a financial advisor?
Yes. Kathleen Mueller has a current investment-adviser registration in Ohio, through Prasad Wealth Partners since September 2024.
How many years of experience does Kathleen Mueller have?
Kathleen Mueller has 9 years in the financial industry, since May 2017, across 4 adviser firms.
What exams has Kathleen Mueller passed?
Kathleen Mueller has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2017. FINRA credited Kathleen Mueller with the SIE, which began in October 2018.
Where did Kathleen Mueller work before Prasad Wealth Partners?
Before Prasad Wealth Partners, Kathleen Mueller was registered through Robert W. Baird & Co. Incorporated, November 2018 to May 2021; UBS Financial Services Inc., October 2017 to November 2018.
Where is Kathleen Mueller based?
Kathleen Mueller’s registered office is in Independence, OH.
Is Kathleen Mueller registered with FINRA?
No. Kathleen Mueller has no current broker registration.
How can I verify Kathleen Mueller’s record?
Search CRD 6711238 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathleen Mueller’s full registration record.