Kathleen Larouere has been Chief Compliance Officer of Senior Tax Advisory Group since January 2022, is not listed as a control person, but directly owns under 5% of the firm.
Senior Tax Advisory Group, Inc is a Colorado Springs, CO firm with $123M under management, 802 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Kathy Larouere is Senior Wealth Advisor of Senior Tax Advisory Group, based in Colorado Springs. She is a Partner and head of Retirement Planning at the firm and has helped shape its proprietary retirement process.
Kathleen Larouere’s longest registration was 5 years at Voya Financial Advisors, Inc. (2014–2019). Before joining Senior Tax Advisory Group in 2022, Kathleen Larouere was registered through Senior Tax Advisory Group and Simplicity Wealth.
- – present · 4 yearsColorado Springs, CO · Adviser representative · Firm CRD 318058
- Senior Tax Advisory Group– · under a yearColorado Springs, CO · Adviser representative · Firm CRD 305375
- Simplicity Wealth– · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 300572
- Voya Financial Advisors, Inc.– · 5 yearsColorado Springs, CO · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Kathleen Larouere is registered as an investment adviser representative in Colorado, since March 2022.
- ColoradoSince 3 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2014 |
| Series 24 | General Securities Principal Examination | 14 May 2002 |
| Series 7 | General Securities Representative Examination | 17 November 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 March 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 March 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kathleen Ann Larouere
- CRD
- 3186732
- Firm
- Senior Tax Advisory Group · CRD 318058
- Role
- Chief Compliance Officer
- Office
- 6775 RANGEWOOD DR., Colorado Springs, CO 80918
- Registration
- Investment adviser registration
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- springstax.com
Where does Kathleen Larouere work?
Kathleen Larouere has been Chief Compliance Officer of Senior Tax Advisory Group, Inc since January 2022.
Is Kathleen Larouere a financial advisor?
Yes. Kathleen Larouere has a current investment-adviser registration in Colorado, through Senior Tax Advisory Group since March 2022.
How many years of experience does Kathleen Larouere have?
Kathleen Larouere has 27 years in the financial industry, since August 1999, across 4 adviser firms.
What exams has Kathleen Larouere passed?
Kathleen Larouere has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in March 1999. FINRA credited Kathleen Larouere with the SIE, which began in October 2018.
Where did Kathleen Larouere work before Senior Tax Advisory Group?
Before Senior Tax Advisory Group, Kathleen Larouere was registered through Senior Tax Advisory Group (CRD 305375), February 2020 to December 2020; Voya Financial Advisors, Inc., May 2014 to December 2019.
Where is Kathleen Larouere based?
Kathleen Larouere’s registered office is in Colorado Springs, CO.
Is Kathleen Larouere registered with FINRA?
No. Kathleen Larouere has no current broker registration.
How can I verify Kathleen Larouere’s record?
Search CRD 3186732 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathleen Larouere’s full registration record.
