Kathleen Grace has been Managing Member and Chief Executive Officer of Fiduciary Family Office since May 2023, is a control person of the firm and directly owns between 50% and 75% of it. Kathleen Grace holds a Master of Professional Accounting from the University of Miami.
Fiduciary Family Office, LLC is a Boca Raton, FL firm with $748M under management, 46 clients and 2 advisers in one office, as of its March 2026 filing.
Kathleen Grace is Managing Member, CEO and CIO of Fiduciary Family Office, based in Boca Raton, Florida. She provides financial and estate tax planning strategies to retired Fortune 500 executives, affluent multigenerational families, entrepreneurs and institutions. She has over thirty years of experience, began her career in Commodity Futures at the Chicago Board of Trade, and has held executive positions with Goldman Sachs Personal Financial Management, RSM McGladrey, Inc., Merrill Lynch Private Client Group and Citigroup.
Kathleen Grace’s longest registration was 10 years at Goldman Sachs Personal Financial Management (2012–2023). Before joining Fiduciary Family Office in 2023, Kathleen Grace was registered through Goldman Sachs Personal Financial Management and Excelsior Capital Advisors, LLC.
- Fiduciary Family Office, LLCCurrent– present · 3 yearsBoca Raton, FL · Adviser representative · Firm CRD 326990
- Goldman Sachs Personal Financial Management– · 10 yearsBoca Raton, FL · Adviser representative · Firm CRD 134600
- Excelsior Capital Advisors, LLC– · 5 yearsBoca Raton, FL · Adviser representative · Firm CRD 144485
- Carl Domino Inc.– · 1 yearPalm Beach, FL · Adviser representative · Firm CRD 131528
- RSM McGladrey, Inc.– · 4 yearsFT Lauderdale, FL · Adviser representative · Firm CRD 111221
Professional designations
Listed by Fiduciary Family Office
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Kathleen Grace is registered as an investment adviser representative in 3 states. Each was approved in August 2023.
- FloridaSince 22 August 2023
- MaineSince 8 August 2023
- TexasSince 8 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 May 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 1995 |
| Series 7 | General Securities Representative Examination | 22 August 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathleen Anne Grace
- CRD
- 2617554
- Firm
- Fiduciary Family Office · CRD 326990
- Role
- Managing Member and Chief Executive Officer
- Office
- 150 EAST PALMETTO PARK ROAD, Suite 301, Boca Raton, FL 33432
- Registration
- Investment adviser registration
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fiduciaryfo.com
Where does Kathleen Grace work?
Kathleen Grace has been Managing Member and Chief Executive Officer of Fiduciary Family Office, LLC since May 2023, and is a control person of the firm.
Is Kathleen Grace a financial advisor?
Yes. Kathleen Grace has a current investment-adviser registration in Florida, Maine and Texas, through Fiduciary Family Office since August 2023.
How many years of experience does Kathleen Grace have?
Kathleen Grace has 25 years in the financial industry, since August 2001, across 5 adviser firms.
What exams has Kathleen Grace passed?
Kathleen Grace has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1995.
Where did Kathleen Grace work before Fiduciary Family Office?
Before Fiduciary Family Office, Kathleen Grace was registered through Excelsior Capital Advisors, LLC, September 2007 to December 2012; Carl Domino Inc., September 2005 to August 2007; RSM McGladrey, Inc., June 2001 to August 2005.
Where is Kathleen Grace based?
Kathleen Grace’s registered office is in Boca Raton, FL.
Is Kathleen Grace registered with FINRA?
No. Kathleen Grace has no current broker registration.
Is Kathleen Grace a CFP?
Fiduciary Family Office lists Kathleen Grace with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kathleen Grace’s record?
Search CRD 2617554 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathleen Grace’s full registration record.
