Kathleen Focht has been an investment adviser representative at Sapere Wealth Management since March 2005, and is not listed among the firm’s executive officers or direct owners.
Sapere Wealth Management, LLC is a Matthews, NC firm with $605M under management, 240 clients and 1 adviser across 2 offices, as of its March 2026 filing.
- – present · 21 yearsMatthews, NC · Adviser representative · Firm CRD 119598
Investment adviser representative registrations
Kathleen Focht is registered as an investment adviser representative in Virginia, since March 2005.
- VirginiaSince 8 March 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 2005 |
| Series 7 | General Securities Representative Examination | 24 September 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 September 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 August 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kathleen M Focht
- CRD
- 4342252
- Firm
- Sapere Wealth Management · CRD 119598
- Office
- 130 MATTHEWS STA ST #2A, Matthews, NC 28501
- Registration
- Investment adviser registration
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Kathleen Focht work?
Kathleen Focht is an investment adviser representative registered through Sapere Wealth Management, LLC since March 2005, and is not listed among the firm’s executive officers or direct owners.
Is Kathleen Focht a financial advisor?
Yes. Kathleen Focht has a current investment-adviser registration in Virginia, through Sapere Wealth Management since March 2005.
How many years of experience does Kathleen Focht have?
Kathleen Focht has 21 years in the financial industry, since March 2005, across 1 adviser firm.
What exams has Kathleen Focht passed?
Kathleen Focht has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in August 2001.
Where is Kathleen Focht based?
Kathleen Focht’s registered office is in Matthews, NC.
Is Kathleen Focht registered with FINRA?
No. Kathleen Focht has no current broker registration.
How can I verify Kathleen Focht’s record?
Search CRD 4342252 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathleen Focht’s full registration record.