Katherine Then has been an investment adviser representative at Laurel Wealth Planning since December 2024, and is not listed among the firm’s executive officers or direct owners.
Laurel Wealth Planning LLC is an Edina, MN firm with $454M under management, 177 clients and 6 advisers in one office, as of its May 2026 filing.
- Laurel Wealth PlanningCurrent– present · 1 yearEdina, MN · Adviser representative · Firm CRD 122035
Investment adviser representative registrations
Katherine Then is registered as an investment adviser representative in Minnesota, since December 2024.
- MinnesotaSince 9 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 December 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Katherine Elizabeth Then
- CRD
- 4810521
- Firm
- Laurel Wealth Planning · CRD 122035
- Office
- 3300 EDINBOROUGH WAY, SUITE 790, Edina, MN 55435
- Registration
- Investment adviser registration
- In the industry since
- December 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Katherine Then work?
Katherine Then is an investment adviser representative registered through Laurel Wealth Planning LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Katherine Then a financial advisor?
Yes. Katherine Then has a current investment-adviser registration in Minnesota, through Laurel Wealth Planning since December 2024.
How many years of experience does Katherine Then have?
Katherine Then has 1 year in the financial industry, since December 2024, across 1 adviser firm.
What exams has Katherine Then passed?
Katherine Then passed the Series 65 in December 2024.
Where is Katherine Then based?
Katherine Then’s registered office is in Edina, MN.
Is Katherine Then registered with FINRA?
No. Katherine Then has no current broker registration.
How can I verify Katherine Then’s record?
Search CRD 4810521 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine Then’s full registration record.