Katherine Mach has been VP, RIA Operations of World Investment Advisors since October 2024, is a control person of the firm and directly owns under 5% of it.
World Investment Advisors, LLC is a Lincroft, NJ firm with $71.6B under management, 23,021 clients and 471 advisers across 125 offices, as of its September 2026 filing.
Katherine Mach’s longest registration is the current one, 4 years at World Investment Advisors since 2022. Before joining World Investment Advisors in 2022, Katherine Mach was registered through Laffer Tengler Investments, Inc. and Butcherjoseph Asset Management, LLC.
- – present · 4 yearsFort Mill, SC · Adviser representative · Firm CRD 208512
- Laffer Tengler Investments, Inc.– · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 108068
- Butcherjoseph Asset Management, LLC– · under a yearCharlotte, NC · Adviser representative · Firm CRD 284626
- LPL Financial LLC– · 2 yearsPalm Coast, FL · Adviser representative · Firm CRD 6413
- PNC Investments– · 1 yearCleveland, OH · Adviser representative · Firm CRD 129052
- Lincoln Investment Planning, Inc– · under a yearCleveland, OH · Adviser representative · Firm CRD 519
Investment adviser representative registrations
Katherine Mach is registered as an investment adviser representative in South Carolina, since February 2022.
- South CarolinaSince 22 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 3 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 July 2014 |
| Series 7 | General Securities Representative Examination | 23 December 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 November 2012 |
- Name
- Operations Professional Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5973447
- Firm
- World Investment Advisors · CRD 208512
- Role
- VP, RIA Operations
- Office
- Fort Mill, SC
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Katherine Mach work?
Katherine Mach has been VP, RIA Operations of World Investment Advisors, LLC since October 2024, and is a control person of the firm.
Is Katherine Mach a financial advisor?
Yes. Katherine Mach has a current investment-adviser registration in South Carolina, through World Investment Advisors since February 2022.
How many years of experience does Katherine Mach have?
Katherine Mach has 13 years in the financial industry, since June 2013, across 6 adviser firms.
What exams has Katherine Mach passed?
Katherine Mach has passed 5 licensing exams: the Series 6, Series 7, Series 66, Series 24 and Series 99TO. The earliest, the Series 6, was passed in November 2012. FINRA credited Katherine Mach with the SIE, which began in October 2018.
Where did Katherine Mach work before World Investment Advisors?
Before World Investment Advisors, Katherine Mach was registered through Butcherjoseph Asset Management, LLC, August 2019 to April 2020; LPL Financial LLC, January 2017 to July 2019; PNC Investments, August 2014 to October 2015; Lincoln Investment Planning, Inc, July 2014 to July 2014.
Where is Katherine Mach based?
Katherine Mach’s registered office is in Fort Mill, SC.
Is Katherine Mach registered with FINRA?
Yes. Katherine Mach has a current broker registration, under CRD 5973447.
Source: FINRA BrokerCheck
How can I verify Katherine Mach’s record?
Search CRD 5973447 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Katherine Mach’s full registration record.
