Katherine Davis has been an investment adviser representative at RiversEdge Advisors since January 2026, and is not listed among the firm’s executive officers or direct owners. Katherine Davis holds a Bachelor of Science in Business Administration from the University of Delaware.
Riversedge Advisors, LLC is a Wilmington, DE firm with $928M under management, 454 clients and 9 advisers across 2 offices, as of its July 2026 filing.
Katie Davis is Associate Wealth Advisor of RiversEdge Advisors. She works with clients on their overall financial picture, with a focus on financial literacy, education, retirement planning and cash flow analysis. She has over 10 years of experience in the financial services industry and previously held roles at the Royal Bank of Canada, WSFS and Brandywine Oak Private Wealth.
Katherine Davis’ longest registration was 1 year at Commonwealth Financial Network (2019–2021). Before joining RiversEdge Advisors in 2026, Katherine Davis was registered through Commonwealth Financial Network and RBC Capital Markets, LLC.
- Riversedge AdvisorsCurrent– present · under a yearWilmington, DE · Adviser representative · Firm CRD 298390
- Commonwealth Financial Network– · 1 yearGreenville, DE · Adviser representative · Firm CRD 8032
- RBC Capital Markets, LLC– · under a yearChadds Ford, PA · Adviser representative · Firm CRD 31194
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearWilmington, DE · Adviser representative · Firm CRD 7691
Professional designations
Listed by RiversEdge Advisors
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Katherine Davis is registered as an investment adviser representative in Delaware, since January 2026.
- DelawareSince 26 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 January 2026 |
| Series 24 | General Securities Principal Examination | 17 November 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 October 2015 |
| Series 7 | General Securities Representative Examination | 11 August 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Katherine Elizabeth F Davis
- CRD
- 6464456
- Firm
- RiversEdge Advisors · CRD 298390
- Office
- 600 N KING ST, SUITE 200, Wilmington, DE 19801
- Registration
- Investment adviser registration
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- riversedgeadvisors.com
Where does Katherine Davis work?
Katherine Davis is an investment adviser representative registered through Riversedge Advisors, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Katherine Davis a financial advisor?
Yes. Katherine Davis has a current investment-adviser registration in Delaware, through RiversEdge Advisors since January 2026.
How many years of experience does Katherine Davis have?
Katherine Davis has 9 years in the financial industry, since February 2017, across 4 adviser firms.
What exams has Katherine Davis passed?
Katherine Davis has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 65. The earliest, the Series 7, was passed in August 2015. FINRA credited Katherine Davis with the SIE, which began in October 2018.
Where did Katherine Davis work before RiversEdge Advisors?
Before RiversEdge Advisors, Katherine Davis was registered through Commonwealth Financial Network, March 2019 to January 2021; RBC Capital Markets, LLC, April 2018 to February 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2015 to August 2016.
Where is Katherine Davis based?
Katherine Davis’ registered office is in Wilmington, DE.
Is Katherine Davis registered with FINRA?
No. Katherine Davis has no current broker registration.
How can I verify Katherine Davis’ record?
Search CRD 6464456 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine Davis’ full registration record.
