Katharine Coppola has been an investment adviser representative at First Advisors National since January 2016, and is not listed among the firm’s executive officers or direct owners.
First Advisors National, LLC is an Atlanta, GA firm with $506M under management, 4,858 clients and 64 advisers across 63 offices, as of its March 2026 filing.
Katharine Coppola’s longest registration is the current one, 10 years at First Advisors National since 2016. Before joining First Advisors National in 2016, Katharine Coppola was registered through UBS Financial Services Inc.
- First Advisors National, LLCCurrent– present · 10 yearsMilfiord, CT · Adviser representative · Firm CRD 166212
- UBS Financial Services Inc.– · 3 yearsNew Haven, CT · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Katharine Coppola is registered as an investment adviser representative in Connecticut, since January 2016.
- ConnecticutSince 15 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 September 2006 |
| Series 7 | General Securities Representative Examination | 4 August 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Katharine Elizabeth Coppola
- CRD
- 5093846
- Firm
- First Advisors National · CRD 166212
- Office
- 27 Richard St, Milfiord, CT 06460
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Katharine Coppola work?
Katharine Coppola is an investment adviser representative registered through First Advisors National, LLC since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Katharine Coppola a financial advisor?
Yes. Katharine Coppola has a current investment-adviser registration in Connecticut, through First Advisors National since January 2016.
How many years of experience does Katharine Coppola have?
Katharine Coppola has 14 years in the financial industry, since July 2012, across 2 adviser firms.
What exams has Katharine Coppola passed?
Katharine Coppola has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2006. FINRA credited Katharine Coppola with the SIE, which began in October 2018.
Where did Katharine Coppola work before First Advisors National?
Before First Advisors National, Katharine Coppola was registered through UBS Financial Services Inc., September 2006 to March 2010.
Where is Katharine Coppola based?
Katharine Coppola’s registered office is in Milfiord, CT.
Is Katharine Coppola registered with FINRA?
No. Katharine Coppola has no current broker registration.
How can I verify Katharine Coppola’s record?
Search CRD 5093846 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katharine Coppola’s full registration record.
