Katharine Bertness has been an investment adviser representative at Elite Retirement Planning since December 2022, and is not listed among the firm’s executive officers or direct owners.
Elite Retirement Planning, LLC is a Grimes, IA firm with $569M under management, 1,019 clients and 10 advisers in one office, as of its March 2026 filing.
- Merkle Retirement PlanningCurrent– present · 3 yearsGrimes, IA · Adviser representative · Firm CRD 297942
Investment adviser representative registrations
Katharine Bertness is registered as an investment adviser representative in Iowa, since December 2022.
- IowaSince 5 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 December 2022 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7409200
- Firm
- Elite Retirement Planning · CRD 297942
- Office
- 1860 SE PRINCETON DR, Grimes, IA 50111
- Registration
- Investment adviser registration
- In the industry since
- December 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Katharine Bertness work?
Katharine Bertness is an investment adviser representative registered through Elite Retirement Planning, LLC since December 2022, and is not listed among the firm’s executive officers or direct owners.
Is Katharine Bertness a financial advisor?
Yes. Katharine Bertness has a current investment-adviser registration in Iowa, through Elite Retirement Planning since December 2022.
How many years of experience does Katharine Bertness have?
Katharine Bertness has 3 years in the financial industry, since December 2022, across 1 adviser firm.
What exams has Katharine Bertness passed?
Katharine Bertness passed the Series 65 in December 2022.
Where is Katharine Bertness based?
Katharine Bertness’ registered office is in Grimes, IA.
Is Katharine Bertness registered with FINRA?
No. Katharine Bertness has no current broker registration.
How can I verify Katharine Bertness’ record?
Search CRD 7409200 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katharine Bertness’ full registration record.