Karo Lokmanyan has been Executive Director / Chief Operations Officer of N10 Wealth since May 2026, is a control person of the firm and directly owns under 5% of it.
N10 Wealth, LLC is a Greenwich, CT firm with $553M under management, 131 clients and 5 advisers in one office, as of its August 2026 filing.
Karo Lokmanyan’s longest registration was 6 years at UBS Financial Services Inc. (2014–2020). Before joining N10 Wealth in 2026, Karo Lokmanyan was registered through Wells Fargo Advisors and UBS Financial Services Inc.
- N10° AssetsAlso current– present · under a yearGreenwich, CT · Adviser representative · Firm CRD 342185
- Wells Fargo Advisors– · 5 yearsGreenwich, CT · Adviser representative · Firm CRD 19616
- UBS Financial Services Inc.– · 6 yearsNew York, NY · Adviser representative · Firm CRD 8174
- Morgan Stanley– · 3 yearsNew York, NY · Adviser representative · Firm CRD 149777
- UBS Financial Services Inc.– · under a yearJersey City, NJ · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Karo Lokmanyan is registered as an investment adviser representative in Connecticut, since June 2026.
- ConnecticutSince 2 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 3 May 2013 |
| Series 66 | Uniform Combined State Law Examination | 1 September 2009 |
| Series 7 | General Securities Representative Examination | 1 June 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5607299
- Firm
- N10 Wealth · CRD 342013
- Role
- Executive Director / Chief Operations Officer
- Office
- 5 Greenwich Office Park, Greenwich, CT 06831
- Registration
- Investment adviser registration
- In the industry since
- July 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Karo Lokmanyan work?
Karo Lokmanyan has been Executive Director / Chief Operations Officer of N10 Wealth, LLC since May 2026, and is a control person of the firm.
Is Karo Lokmanyan a financial advisor?
Yes. Karo Lokmanyan has a current investment-adviser registration in Connecticut, through N10 Wealth since June 2026.
How many years of experience does Karo Lokmanyan have?
Karo Lokmanyan has 17 years in the financial industry, since July 2009, across 5 adviser firms.
What exams has Karo Lokmanyan passed?
Karo Lokmanyan has passed 3 licensing exams: the Series 7, Series 66 and Series 9. The earliest, the Series 7, was passed in June 2009. FINRA credited Karo Lokmanyan with the SIE, which began in October 2018.
Where did Karo Lokmanyan work before N10 Wealth?
Before N10 Wealth, Karo Lokmanyan was registered through UBS Financial Services Inc., May 2014 to October 2020; Morgan Stanley, October 2010 to June 2014; UBS Financial Services Inc., September 2009 to August 2010.
Where is Karo Lokmanyan based?
Karo Lokmanyan’s registered office is in Greenwich, CT.
Is Karo Lokmanyan registered with FINRA?
No. Karo Lokmanyan has no current broker registration.
How can I verify Karo Lokmanyan’s record?
Search CRD 5607299 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Karo Lokmanyan’s full registration record.
