Kari Toney is a control person of Capital Advisors Group and directly owns under 5% of it. Kari Toney holds a B.S. in Business Administration from the University of Vermont and a JD from Suffolk University Law School.
Capital Advisors Group is an investment adviser based in Boston, MA, registered with the SEC since 2001. It provides investment management. Its clients include corporations and other businesses, charitable organizations, and high-net-worth individuals. Its regulatory assets under management total $23 billion, as filed on 29 March 2026. Its fees, ownership and offices are on the firm’s profile.
Kari Toney is Director of Compliance of Capital Advisors Group. She joined the firm in 2001 and is responsible for the development, maintenance and administration of its compliance policies and procedures and for monitoring regulatory and legal developments with respect to investment advisors. Before Capital Advisors Group, she worked at the Boston Stock Exchange, Advest and Hambrecht & Quist.
- CRD
- 2445384
- Firm
- Capital Advisors Group · CRD 112000
- Role
- Chief Compliance Officer
- In role since
- October 2006 · 20 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Boston, MA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capitaladvisors.com
Where does Kari Toney work?
Kari Toney has been Chief Compliance Officer of Capital Advisors Group, Inc since October 2006, and is a control person of the firm.
How can I verify Kari Toney’s record?
Kari Toney’s role is listed on Capital Advisors Group, Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 112000.
