Karen Holt has been an investment adviser representative at Peachcap Tax & Advisory since November 2016, and is not listed among the firm’s executive officers or direct owners.
Peachcap Tax & Advisory, LLC is an Atlanta, GA firm with $147M under management, 248 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Karen Holt is a Wealth Advisor with PeachCap Tax & Advisory, LLC, based in Atlanta, Georgia. She specializes in retirement planning, 401k rollovers, annuities and insurance for affluent individuals, business owners and professionals. Once she understands a client's goals, she works to recommend a suitable investment program and to monitor progress toward them.
Karen Holt’s longest registration was 16 years at Wells Fargo Advisors Financial Network, LLC (2000–2016). Before joining Peachcap Tax & Advisory in 2016, Karen Holt was registered through Wells Fargo Advisors Financial Network, LLC.
- Peachcap Tax & Advisory, LLCCurrent– present · 9 yearsAtlanta, GA · Adviser representative · Firm CRD 158729
- Wells Fargo Advisors Financial Network, LLC– · 16 yearsAtlanta, GA · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
Karen Holt is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2016; the most recent is Georgia, in December 2016.
- GeorgiaSince 9 December 2016
- TexasResidentSince 29 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 2002 |
| Series 24 | General Securities Principal Examination | 28 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 October 1986 |
| Series 7 | General Securities Representative Examination | 16 August 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Karen Dale Holt
- CRD
- 1441235
- Firm
- Peachcap Tax & Advisory · CRD 158729
- Office
- 550 PHARR RD., SUITE 700, Atlanta, GA 30305
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- peachcap.com
Where does Karen Holt work?
Karen Holt is an investment adviser representative registered through Peachcap Tax & Advisory, LLC since November 2016, and is not listed among the firm’s executive officers or direct owners.
Is Karen Holt a financial advisor?
Yes. Karen Holt has a current investment-adviser registration in Georgia and Texas, through Peachcap Tax & Advisory since November 2016.
How many years of experience does Karen Holt have?
Karen Holt has 40 years in the financial industry, since August 1986, across 2 adviser firms.
What exams has Karen Holt passed?
Karen Holt has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in August 1986. FINRA credited Karen Holt with the SIE, which began in October 2018.
Where is Karen Holt based?
Karen Holt’s registered office is in Atlanta, GA.
Is Karen Holt registered with FINRA?
Yes. Karen Holt has a current broker registration, under CRD 1441235.
Source: FINRA BrokerCheck
How can I verify Karen Holt’s record?
Search CRD 1441235 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Karen Holt’s full registration record.
