Kaleb Gandy has been an investment adviser representative at SGL Financial since June 2026, and is not listed among the firm’s executive officers or direct owners.
SGL Financial, LLC is a Buffalo Grove, IL firm with $416M under management, 884 clients and 13 advisers across 4 offices, as of its September 2026 filing.
Kaleb Gandy’s longest registration was 6 years at Hantz Financial Services, Inc. (2019–2026). Before joining SGL Financial in 2026, Kaleb Gandy was registered through Hantz Financial Services, Inc.
- SGL Financial, LLCCurrent– present · under a yearBuffalo Grove, IL · Adviser representative · Firm CRD 158023
- Hantz Financial Services, Inc.– · 6 yearsSouthfield, MI · Adviser representative · Firm CRD 46047
Investment adviser representative registrations
Kaleb Gandy is registered as an investment adviser representative in Illinois, since June 2026.
- IllinoisSince 5 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 June 2019 |
| Series 7TO | General Securities Representative Examination | 6 April 2019 |
| SIE | Securities Industry Essentials Examination | 15 January 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6811469
- Firm
- SGL Financial · CRD 158023
- Office
- 1130 W LAKE COOK ROAD, SUITE 150, Buffalo Grove, IL 60089
- Registration
- Investment adviser registration
- In the industry since
- July 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Kaleb Gandy work?
Kaleb Gandy is an investment adviser representative registered through SGL Financial, LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kaleb Gandy a financial advisor?
Yes. Kaleb Gandy has a current investment-adviser registration in Illinois, through SGL Financial since June 2026.
How many years of experience does Kaleb Gandy have?
Kaleb Gandy has 7 years in the financial industry, since July 2019, across 2 adviser firms.
What exams has Kaleb Gandy passed?
Kaleb Gandy has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2019.
Where did Kaleb Gandy work before SGL Financial?
Before SGL Financial, Kaleb Gandy was registered through Hantz Financial Services, Inc., June 2019 to March 2026.
Where is Kaleb Gandy based?
Kaleb Gandy’s registered office is in Buffalo Grove, IL.
Is Kaleb Gandy registered with FINRA?
No. Kaleb Gandy has no current broker registration.
How can I verify Kaleb Gandy’s record?
Search CRD 6811469 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kaleb Gandy’s full registration record.
- Gabriel LewitChief Executive Officer
- Gery SadzewiczChief Compliance Officer
- Steven LewitOwner